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880 Carillon Parkway, Saint Petersburg, FL 33716 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| KY | RA | APPROVED | 2009-01-02 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Raymond James Financial Services | Lexington | KY | 12/2002 | Present |
| Central Bank & Trust Co. | Lexington | KY | 02/2002 | Present |
| Non-Variable Insurance | Lexington | KY | 12/2003 | 03/2020 |
| Independent Contractor | Lexington | KY | 08/2008 | 03/2020 |
| Raymond James Financial Services Advisors, Inc | Lexington | KY | 01/2009 | Present |
| Central Investment Center Inc. | Lexington | KY | 02/2002 | 03/2020 |
| N/A - Professional Referee | Lexington | KY | 03/2020 | Present |
| Central Bank & Trust | Lexington | KY | 03/2020 | Present |
(2) Name of Business: Central Investment Center Inc. Address: 3101 Mapleleaf Dr, Lexington, KY, 40509, United States Activity Type: Support Company - Non Owner Position/Title: Officer - Vice President, Associate/Employee Investment Related: No Start Date: 03/13/2020 Hours per month devoted to this business: 21-40 Hours per month devoted to this business during trading hours: 21-40 Description of duties: Concurrent activities to my Raymond James activities.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2001-07-18 |
| S63 | Uniform Securities Agent State Law Examination | 1999-10-05 |
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