Best Investors Account Sign in
Current Employers
United Planners' Financial Services Of America A Limited Partner

7333 East Doubletree Ranch Rd, Suite 120, Scottsdale, AZ 85258 • United States

Current Registrations

AuthorityCategoryStatusDate
OK RA APPROVED 2017-06-05
TX RA APPROVED 2017-06-05
  • OK RA
    APPROVED
    Since 2017-06-05
  • TX RA
    APPROVED
    Since 2017-06-05

Branch Locations

7333 E Doubletree Ranch Rd Ste 120, Scottsdale, AZ 85258 • United States

14018 N. Western Avenue, Edmond, OK 73013 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Wfg Investments, Inc. Edmond OK 05/2010 Present
Rayburn Brooks (Sole Proprietor) Edmond OK 06/2017 Present
Brooks Investment Professionals Edmond OK 04/2006 Present
  • 05/2010 → Present
    Wfg Investments, Inc.
    Edmond, OK
  • 06/2017 → Present
    Rayburn Brooks (Sole Proprietor)
    Edmond, OK
  • 04/2006 → Present
    Brooks Investment Professionals
    Edmond, OK
Previous Registrations
  • 2010-05-14 → 2017-06-06
    Wfg Advisors, Lp
    Edmond, OK
  • 2003-11-03 → 2010-05-18
    Investment Professionals, Inc.
    Edmond, OK
    Clinton, OK
    Oklahoma City, OK
    San Antonio, TX
  • 2002-08-06 → 2003-11-12
    Oklahoma City, OK
Other Businesses

1) BROOKS INVESTMENT PROFESSIONALS INC.; 14018 N. WESTERN AVE. EDMOND OK 73013; INVESTMENT RELATED; NON-RIA; START 01/2009; 100% OWNER; FINANCIAL PLANNING, INVESTMENTS & INSURANCE; SALARY AND DISTRIBUTIONS; 176 HRS/MTH; 8 HRS/DAY DURING TRADING; DOES NOT RAISE CAPITAL. 2)RAYBURN BROOKS (SOLE PROPRIETOR) - Agent - Sell traditional and Fixed insurance products - INVESTMENT RELATED - DATE: 06/05/2017 - ADDRESS: , edmond OK , United States 3)BROOKS INVESTMENT PROFESSIONALS - Financial Consultant - DBA for Marketing purposes. - INVESTMENT RELATED - 04/03/2006 - ADDRESS: , Edmond OK , United States

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2002-07-26
  • S66 Uniform Combined State Law Examination
    2002-07-26
Designations
Other Names
  • Ray Brooks

View on SEC IAPD

Other Firms

Other Investors

Other Offices

More in Scottsdale, AZ

Reviews

Want to share your experience?

Sign in to leave a review
Loading reviews...

Reach out to this advisor