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Thomas Stacy Dillon

Wells Fargo Clearing Services, LLC

Winston Salem, NC

Advance, NC

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Current Employers
Wells Fargo Clearing Services, Llc

One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2016-04-16
NC RA APPROVED 2015-09-30
  • TX RA
    APPROVED_RES
    Since 2016-04-16
  • NC RA
    APPROVED
    Since 2015-09-30

Branch Locations

380 Knollwood St Ste 600, Winston Salem, NC 27103 • United States

Advance, NC • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Harbor Wealth Partners, Llc High Point NC 05/2014 Present
Wells Fargo Advisors Llc. Winston-Salem NC 09/2015 11/2016
Wells Fargo Clearing Services, Llc Winston-Salem NC 11/2016 Present
  • 05/2014 → Present
    Harbor Wealth Partners, Llc
    High Point, NC
  • 09/2015 → 11/2016
    Wells Fargo Advisors Llc.
    Winston-Salem, NC
  • 11/2016 → Present
    Wells Fargo Clearing Services, Llc
    Winston-Salem, NC
Previous Registrations
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2004-12-15
S63 Uniform Securities Agent State Law Examination 2002-06-06
  • S66 Uniform Combined State Law Examination
    2004-12-15
  • S63 Uniform Securities Agent State Law Examination
    2002-06-06

View on SEC IAPD

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