Daniel Jon Harris

Current Employers

Ameriprise Financial Services, Llc

901 3Rd Avenue South, Minneapolis, MN 55402 • United States

Current Registrations

Authority	Category	Status	Date
TX	RA	APPROVED_RES	2016-09-22
MN	RA	APPROVED	2014-02-03

TX RA
APPROVED_RES

Since 2016-09-22
MN RA
APPROVED

Since 2014-02-03

Branch Locations

7601 France Ave S Ste 600, Edina, MN 55435-5971 • United States

9362 Oak Ave, Waconia, MN 55387-9422 • United States

Chaska, MN • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

Regulatory action No
Criminal Yes
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Ameriprise Financial Services, Inc.	Waconia	MN	09/2005	03/2020
Ameriprise Financial Services, Llc	Waconia	MN	03/2020	Present

09/2005 → 03/2020

Ameriprise Financial Services, Inc.

Waconia, MN
03/2020 → Present

Ameriprise Financial Services, Llc

Waconia, MN

Exams

Code	Exam	Date
S66	Uniform Combined State Law Examination	2002-06-03

S66 Uniform Combined State Law Examination

2002-06-03

View on SEC IAPD

Current Employers

Ameriprise Financial Services, Llc

Disclosures

Employment History

Exams

Other Firms

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