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J.p. Morgan Securities LLC CRD 79
$430B regulatory AUM 407,036 advisory clients
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
270 Park Avenue, New York, NY 10017 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2020-05-01 |
| OH | RA | APPROVED | 2018-05-09 |
Branch Locations
20780 Center Ridge Road, Rocky River, OH 44116 • United States
36200 Detroit Rd, Avon, OH 44011 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| J.P. Morgan Securities Llc | Rocky River | OH | 10/2012 | Present |
| Jpmorgan Chase Bank, N.A. | Rocky River | OH | 08/2003 | Present |
ACTIVITY TYPE: 1 - OUTSIDE BUSINESS ACTIVITY WITH A NON-PUBLIC ENTITY NAME OF ENTITY: (SELF) POSITION: OWNER / LANDLORD - RENTAL PROPERTY START DATE: 11/30/2011 ADDRESS: 760 AVON LAKE, OH. DETAILS: real estate- I have a rental property. INVESTMENT RELATED: YES HOURS DEDICATED (per month unless otherwise indicated): 1-2 HOURS HOURS DURING TRADING: 0
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2018-04-30 |
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