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One Bryant Park, New York, NY 10036 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2012-01-04 |
| FL | RA | APPROVED | 2011-10-03 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Merrill Lynch, Pierce, Fenner & Smith Incorporated | West Palm Beach | FL | 04/2011 | Present |
| Bank Of America, N.A. | West Palm Beach | FL | 07/2011 | Present |
I*135349 For profit or not for profit: For-Profit Organization Name of outside business organization: Sandy Carter LLC Investment related: N Address of business: Royal Palm Beach, Florida 33411 Nature of business: LLC, Position, title, association: , Start date of relationship: 12/30/2020 Number of hours devoted: 20 hour(s) Monthly Number of hours devoted during trading hours: 0 Duties: Photography (essentially as a hobby however some photographs will be available for purchase) I*655255 For profit or not for profit: Entity For Profit Name of outside business organization: 1000 words photography llc Investment related: N Address of business: Royal Palm Beach, Florida, 33411 Nature of business: ["Limited Liability Company"] Position, title, association: ["Treasurer","Owner"], Start date of relationship: 12/30/2021 Number of hours devoted: 5 hour(s) Weekly Number of hours devoted during trading hours: 0 Duties: , This entity is an extension of Sandy Carter LLC which is for photography (which is intended as a hobby and not for income purposes).
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2011-09-19 |
| S63 | Uniform Securities Agent State Law Examination | 2002-06-21 |
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