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Current Employers
Rbc Capital Markets, Llc

200 Vesey St., New York, NY 10281 • United States

Current Registrations

AuthorityCategoryStatusDate
MN RA APPROVED 2013-11-19
  • MN RA
    APPROVED
    Since 2013-11-19

Branch Locations

250 Nicollet Mall Suite 2000, 16Th Floor, Minneapolis, MN 55401-1931 • United States

Eagan, MN • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Rbc Capital Markets Corporation Minneapolis MN 02/2002 Present
  • 02/2002 → Present
    Rbc Capital Markets Corporation
    Minneapolis, MN
Other Businesses

(1) NAME OF ENTITY: City of Eagan. ADDRESS OF BUSINESS: 3830 Pilot Knob Road Eagan, MN 55122. BUSINESS DESCRIPTIONS: Election Judge. BUSINESS IS NOT INVESTMENT RELATED. PROJECTED START DATE: - 11/08/16. PROJECTED END DATE: - 11/08/16. CAPACITY: Employee. DUTIES PERFORMED: Election Judge for the general election on November 8th, 2016. HOURS DEVOTED TO THIS OBA PER MONTH: 8 Hours for 1 day. HOURS DEVOTED DURING SECURITY TRADING HOURS PER MONTH: None. (2) DOTERRA INTERNATIONAL LLC; ADDRESS: 389 SOUTH 1300 WEST, PLEASANT GROVE, UT 84062; NOT INVESTMENT RELATED; BUSINESS DESCRIPTION: DOTERRA CONSULTANTS SELLS THERAPUETIC-GRADE ESSENTIAL OILS AND EDUCATES CONSUMERS ON THE PRODUCTS; CAPACITY: INDEPENDENT CONTRACTOR/CONSULTANT; START DATE: 03/24/2019; DUTIES: CONSULTANT SELLING ESSENTIAL OILS AND EDUCATING ON THE PRODUCTS; HOURS DEVOTED PER MONTH: 00; HOURS DEVOTED DURING SECURITIES HOURS PER MONTH: 00; (3) NAME OF ENTITY Zyia Active ADDRESS 672 E 13540 S Draper, UT 84020 NOT INVESTMENT RELATED BUSINESS DESCRIPTION CAPACITY Independent Contractor/Consultant START DATE 05/05/2021 DUTIES Consulting Sales HOURS DEVOTED PER MONTH 03 HOURS DEVOTED DURING SECURITIES HOURS PER MONTH 00

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2010-07-28
  • S66 Uniform Combined State Law Examination
    2010-07-28

View on SEC IAPD

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