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6400 S. Fiddlers Green Circle #1310, Greenwood Village, CO 80111 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CO | RA | APPROVED | 2026-01-15 |
Branch Locations
6400 S. Fiddlers Green Circle #1310, Greenwood Village, CO 80111 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Waddell & Reed, Inc | Denver | CO | 10/2014 | 06/2017 |
| Various Insurance Carriers For W&R Insurance Agencies | Aurora | CO | 10/2014 | Present |
| Kaplan | Fort Lauderdale | FL | 06/2016 | Present |
| Paramount Associates, Llc | Aurora | CO | 06/2017 | Present |
| Niagara International Capital Limted | Clarence | NY | 06/2017 | Present |
(1) 06/2016-PRESENT, KAPLAN, FORT LAUDERDALE, FL, INV-RELATED: N, UNIVERSITY, TEACHER, 16 HRS/MONTH, 0 SEC TRADING HRS. (2) PARAMOUNT ASSOCIATES LLC; GREENWOOD VILLAGE, CO; INVESTMENT RELATED; INVESTMENT ADVISER REP; 320 HRS/MONTH; 100 HRS/MONTH DURING TRADING
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2004-02-25 |
| S63 | Uniform Securities Agent State Law Examination | 2002-04-11 |
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