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Edward George Rountree

Corient

Cincinnati, OH

Miami, FL

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Current Employers
Corient

830 Brickell Plaza Suite 4800, Miami, FL 33131 • United States

Current Registrations

AuthorityCategoryStatusDate
OH RA APPROVED 2022-11-14
TX RA APPROVED 2022-11-10
  • OH RA
    APPROVED
    Since 2022-11-14
  • TX RA
    APPROVED
    Since 2022-11-10

Branch Locations

4030 Smith Road Suite 140, Cincinnati, OH 45209 • United States

830 Brickell Plaza Suite 4800, Miami, FL 33131 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Bowling Portfolio Management Llc Cincinnati OH 07/2008 03/2023
Corient Cincinnati OH 11/2022 Present
Corient Services Llc Miami FL 07/2023 Present
Cipw Service Company, Llc Toronto 01/2023 07/2023
  • 07/2008 → 03/2023
    Bowling Portfolio Management Llc
    Cincinnati, OH
  • 11/2022 → Present
    Corient
    Cincinnati, OH
  • 07/2023 → Present
    Corient Services Llc
    Miami, FL
  • 01/2023 → 07/2023
    Cipw Service Company, Llc
    Toronto
Previous Registrations
  • 2006-02-21 → 2008-07-10
    Citigroup Global Markets Inc.
    Cincinnati, OH
    Cincinnati, OH
    New York, NY
    Cincinnati, OH
  • 2004-11-22 → 2006-02-21
    Legg Mason Wood Walker, Incorporated
    Cincinnati, OH
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2004-11-18
S63 Uniform Securities Agent State Law Examination 2002-04-04
  • S66 Uniform Combined State Law Examination
    2004-11-18
  • S63 Uniform Securities Agent State Law Examination
    2002-04-04
Designations
Other Names
  • Edward George Roundtree
  • Edward George Rountree
  • Edward George Rountree
  • Edward George Rountree Jr.

View on SEC IAPD

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Other Offices

QUEEN CITY CAPITAL MANAGEMENT, LLC · CINCINNATI, OH
OSAIC WEALTH, INC. · CINCINNATI, OH
BAHL & GAYNOR LLC · CINCINNATI, OH
BRIXEY & MEYER CAPITAL LLC · CINCINNATI, OH
OPUS CAPITAL MANAGEMENT · CINCINNATI, OH
FORMIDABLE ASSET MANAGEMENT, LLC · CINCINNATI, OH
RC CAPITAL · CINCINNATI, OH
STIFEL, NICOLAUS & COMPANY, INCORPORATED · CINCINNATI, OH

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