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Current Employers
Merrill Lynch, Pierce, Fenner & Smith Incorporated

One Bryant Park, New York, NY 10036 • United States

Current Registrations

AuthorityCategoryStatusDate
PA RA APPROVED 2025-09-26
TX RA APPROVED_RES 2004-10-08
  • PA RA
    APPROVED
    Since 2025-09-26
  • TX RA
    APPROVED_RES
    Since 2004-10-08

Branch Locations

1040 Stony Hill Rd, Yardley, PA 19067 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Merrill Lynch, Pierce, Fenner & Smith Incorporated New York NY 10/1997 Present
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2002-07-12
  • S66 Uniform Combined State Law Examination
    2002-07-12
Other Names
  • Frances Stanton-Martinez

View on SEC IAPD

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