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Kevin Michael Landy

Merrill Lynch, Pierce, Fenner & Smith Incorporated

Clayton, MO

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Current Employers
Merrill Lynch, Pierce, Fenner & Smith Incorporated

One Bryant Park, New York, NY 10036 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2012-10-15
MO RA APPROVED 2009-10-23
  • TX RA
    APPROVED_RES
    Since 2012-10-15
  • MO RA
    APPROVED
    Since 2009-10-23

Branch Locations

7676 Forsyth Blvd, Clayton, MO 63105 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint Yes
  • Termination No
Employment History
OrganizationCityStateFromTo
Merrill Lynch, Pierce, Fenner & Smith Incorporated Clayton MO 10/2009 Present
Bank Of America, Na Clayton MO 10/2009 Present
Previous Registrations
  • 2003-05-30 → 2009-10-23
    Banc Of America Investment Services, Inc.
    Clayton, MO
    Chesterfield, MO
    Clayton, MO
    Clayton, MO
  • 2002-05-02 → 2003-06-17
    Equitable Advisors, Llc
    Clayton, MO
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2002-04-29
  • S66 Uniform Combined State Law Examination
    2002-04-29
Other Names
  • Kevin M. Landy

View on SEC IAPD

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