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Current Employers
Sanctuary Advisors, Llc

1450 Brickell Avenue Suite 2610, Miami, FL 33131 • United States

Current Registrations

AuthorityCategoryStatusDate
SC RA APPROVED 2025-05-16
FL RA APPROVED 2025-05-14
OH RA APPROVED 2025-05-09
TX RA APPROVED 2025-05-09
  • SC RA
    APPROVED
    Since 2025-05-16
  • FL RA
    APPROVED
    Since 2025-05-14
  • OH RA
    APPROVED
    Since 2025-05-09
  • TX RA
    APPROVED
    Since 2025-05-09

Branch Locations

12800 University Drive Suite 195, Fort Myers, FL 33907 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Ubs Financial Services Inc Ft. Meyers FL 02/2012 05/2025
Sanctuary Securities, Inc. Fort Myers FL 05/2025 Present
Sanctuary Advisors Llc Fort Myers FL 05/2025 Present
Previous Registrations
  • 2012-02-27 → 2025-05-20
    Fort Myers, FL
  • 2009-06-01 → 2012-03-08
    Fort Myers, FL
  • 2007-04-02 → 2009-06-01
    Morgan Stanley & Co. Llc
    Ft. Myers, FL
  • 1983-05-09 → 2007-04-02
    Morgan Stanley Dw Inc.
    Cape Coral, FL
    Ft. Myers, FL
Other Businesses

1) 1280 AST LLC POSITION: Sole Member NATURE: Administrative - 1280 Financial Partners. INVESTMENT RELATED: No NUMBER OF HOURS: 0 SECURITIES TRADING HOURS: 0 START DATE: 10/16/2025 ADDRESS: 6429 Winkler Road, Fort Myers FL 33919-8165 DESCRIPTION: Administrative - 1280 Financial Partners. 2) AST MOTORSPORTS LLC POSITION: Sole Member NATURE: Operating an automotive race team INVESTMENT RELATED: No NUMBER OF HOURS: 10 SECURITIES TRADING HOURS: 0 START DATE: 05/05/2026 ADDRESS: 6429 Winkler Road, Fort Myers FL 33919-8165 DESCRIPTION: Owner/Driver 3) BLACK SHEEP DESIGN LLC POSITION: Member NATURE: Wine and Whisky Bar INVESTMENT RELATED: No NUMBER OF HOURS: 1 SECURITIES TRADING HOURS: 1 START DATE: 08/01/2025 ADDRESS: 12800 University Drive, Fort Myers FL 33907, United States DESCRIPTION: Passive Member

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2002-05-22
  • S66 Uniform Combined State Law Examination
    2002-05-22

View on SEC IAPD

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