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7333 East Doubletree Ranch Rd, Suite 120, Scottsdale, AZ 85258 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| LA | RA | APPROVED | 2025-06-02 |
| TX | RA | APPROVED_RES | 2025-05-30 |
| AZ | RA | APPROVED | 2022-03-17 |
Branch Locations
7333 E. Doubletree Ranch Road #120, Scottsdale, AZ 85258-2023 • UNITED STATES
7373 E. Doubletree Ranch Rd. Ste. 200, Scottsdale, AZ 85258 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| First Financial Equity Corporation | Scottsdale | AZ | 08/1999 | 03/2022 |
| United Planners | Scottsdale | AZ | 03/2022 | Present |
| Michael Prahl Independent Insurance Agent | Scottsdale | AZ | 01/2000 | Present |
| Dundas Wealth Management Llc | Scottsdale | AZ | 03/2022 | Present |
| The 401(K) Solution | Scottsdale | AZ | 06/2022 | Present |
1.) MICHAEL PRAHL INDEPENDENT INSURANCE AGENT - INSURANCE AGENT - NON-VARIABLE INSURANCE - SCOTTSDALE, AZ - SINCE 01/2000 - INVESTMENT RELATED 2.) DUNDAS WEALTH MANAGEMENT LLC - MANAGING PARTNER - DBA NAME FOR MARKETING PURPOSES ONLY - SCOTTSDALE, AZ - SINCE 03/2022 - INVESTMENT RELATED 3.) DUNDAS WEALTH MANAGEMENT LLC - MANAGING PARTNER - PAYROLL PURPOSES ONLY - SCOTTSDALE, AZ - SINCE 03/2022 - INVESTMENT RELATED 4.) THE 401(K) SOLUTION - DIRECTOR OF CORPORATE RELATIONS - CONSULTING SERVICES - SCOTTSDALE, AZ - SINCE 06/2022 - NOT INVESTMENT RELATED 5.) EMMANUEL LUTHERAN CHURCH - FINANCIAL PEACE UNIVERSITY-FACILITATOR - TEACHING/COACHING - TEMPE, AZ - SINCE 01/2023 - NOT INVESTMENT RELATED
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2007-03-14 |
| S63 | Uniform Securities Agent State Law Examination | 1999-09-13 |
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