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Current Employers
Emerson Equity Llc

155 Bovet Road, Suite 725, San Mateo, CA 94402 • United States

Current Registrations

AuthorityCategoryStatusDate
CA RA APPROVED 2025-01-06
  • CA RA
    APPROVED
    Since 2025-01-06

Branch Locations

9940 Research Drive Suite 200, Irvine, CA 92618 • United States

155 Bovet Road, Suite 725, San Mateo, CA 94402 • United States

Antioch, CA • United States

Disclosures

3 disclosure categories reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal Yes
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien Yes
  • Investigation No
  • Customer complaint Yes
  • Termination No
Employment History
OrganizationCityStateFromTo
Whitehall-Parker Securities, Llc San Francisco CA 07/2009 12/2022
Emerson Equity Llc San Mateo CA 01/2023 Present
  • 07/2009 → 12/2022
    Whitehall-Parker Securities, Llc
    San Francisco, CA
  • 01/2023 → Present
    San Mateo, CA
Previous Registrations
  • 2009-07-02 → 2022-12-31
    Whitehall-Parker Securities, Inc.
    Walnut Creek, CA
    San Rafael, CA
    San Rafael, CA
    Walnut Creek, CA
  • 2014-04-02 → 2014-08-19
    Walnut Creek, CA
  • 2006-09-29 → 2009-07-01
    Concord, CA
    Lafayette, CA
    Concord, CA
    Antioch, CA
    Brentwood, CA
    Discovery Bay, CA
    Brentwood, CA
    Concord, CA
    Concord, CA
  • 2004-08-05 → 2006-08-21
    Wamu Investments, Inc.
    San Jose, CA
    San Jose, CA
    San Jose, CA
  • 2002-10-17 → 2003-03-11
    Morgan Stanley Dw Inc.
    San Jose, CA
Other Businesses

1)- SOCCER REFEREE-NOT INVESTMENT RELATED; 800 W. TOWER AVE. ALAMEDA CA 94509; SPORTS RELATED; SOCCER OFFICIAL/REFEREE; OFFICIATE HIGH SCHOOL AND COLLEGIATE SOCCER GAMES; 0 HOUR DURING SECURITIES TRADING HOURS; 11/2021

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2002-05-28
  • S66 Uniform Combined State Law Examination
    2002-05-28
Other Names
  • Kenneth Conrad Zupo
  • Ken Zupo

View on SEC IAPD

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