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Sarah Mishriki

J.P. Morgan Securities LLC

Irvine, CA

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Current Employers
J.P. Morgan Securities Llc

270 Park Avenue, New York, NY 10017 • United States

Current Registrations

AuthorityCategoryStatusDate
CA RA APPROVED 2025-09-15
  • CA RA
    APPROVED
    Since 2025-09-15

Branch Locations

3 Park Plz, Floor 08, Irvine, CA 92614 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Wells Fargo Bank San Diego CA 05/2003 03/2025
Jpmorgan Chase Bank, N.A. Irvine CA 08/2025 Present
J.P. Morgan Securities Llc Irvine CA 08/2025 Present
Displaced-Homemaking San Clemente CA 03/2025 08/2025
  • 05/2003 → 03/2025
    Wells Fargo Bank
    San Diego, CA
  • 08/2025 → Present
    Jpmorgan Chase Bank, N.A.
    Irvine, CA
  • 08/2025 → Present
    J.P. Morgan Securities Llc
    Irvine, CA
  • 03/2025 → 08/2025
    Displaced-Homemaking
    San Clemente, CA
Previous Registrations
  • 2011-01-03 → 2024-01-17
    Wells Fargo Clearing Services, Llc
    San Diego, CA
    San Diego, CA
    Escondido, CA
    San Diego, CA
    Minneapolis, MN
    Irvine, CA
    Tarpon Springs, FL
    Irvine, CA
  • 2005-12-01 → 2011-01-03
    Wells Fargo Investments, Llc
    San Diego, CA
    San Diego, CA
    Glendora, CA
    Rancho Cucamonga, CA
    Glendora, CA
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2005-11-30
  • S66 Uniform Combined State Law Examination
    2005-11-30
Other Names
  • Sarah Ain
  • Sarah Ain Mishriki

View on SEC IAPD

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