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Robert John Tarpey

Merrill Lynch, Pierce, Fenner & Smith Incorporated

White Plains, NY

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Current Employers
Merrill Lynch, Pierce, Fenner & Smith Incorporated

One Bryant Park, New York, NY 10036 • United States

Current Registrations

AuthorityCategoryStatusDate
NY RA APPROVED 2021-04-19
NJ RA APPROVED 2004-05-26
TX RA APPROVED 2004-05-26
  • NY RA
    APPROVED
    Since 2021-04-19
  • NJ RA
    APPROVED
    Since 2004-05-26
  • TX RA
    APPROVED
    Since 2004-05-26

Branch Locations

360 Hamilton Ave, White Plains, NY 10601 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Merrill Lynch, Pierce, Fenner & Smith Incorporated White Plains NY 05/2004 Present
Bank Of America, N.A. White Plains NY 04/2017 Present
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2002-05-31
  • S66 Uniform Combined State Law Examination
    2002-05-31

View on SEC IAPD

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