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Current Employers
Ameriprise Financial Services, Llc

901 3Rd Avenue South, Minneapolis, MN 55402 • United States

Current Registrations

AuthorityCategoryStatusDate
MN RA APPROVED 2014-09-25
  • MN RA
    APPROVED
    Since 2014-09-25

Branch Locations

901 3Rd Ave S, Minneapolis, MN 55402-3367 • United States

St Anthony, MN • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Ameriprise Financial Services, Inc. Minneapolis MN 09/2014 03/2020
Ameriprise Financial Services, Llc Minneapolis MN 03/2020 Present
Previous Registrations
Other Businesses

Name of Activity: Cloverwood Real Estate LLC; Date Activity Started/Modified/Ended: 2/4/2021; Type of Activity: Investment Real Estate; Role/Relationship: Other - Member of LLC; Responsibilities: No operating duties, but provide capital; Total Hours Per Month: 0 - 20; Total Hours Per Month During Trading Hours: 0 - 20; Does this activity include providing investment advice, conducting securities trading or managing the assets of others? No; --- END --- Name of Activity: Real Estate; Date Activity Started/Modified/Ended:2025-07-15; Address: 1521 Superior Shores Drive, Two Harbors, MN 55616; Type of Activity: Other; Describe if any other Activity: Own a rental unit at Superior Shores resort. All management is done by outside company.; Role/Relationship: Owner/ Proprietor; Describe if any other Roles/Responsibility:;Responsibilities: Passive; Total Hours Per Month: 0 to 20; Total Hours Per Month During Trading Hours: 0 to 20; Does this activity include providing investment advice, conducting securities trading or managing the assets of others?:No;-- END ---

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2007-10-09
  • S66 Uniform Combined State Law Examination
    2007-10-09

View on SEC IAPD

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