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880 Carillon Parkway, Saint Petersburg, FL 33716 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TN | RA | APPROVED | 2022-08-12 |
Branch Locations
949 Shady Grove Road, So. 2Nd Floor, Memphis, TN 38120 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Ftb Advisors, Inc./First Horizon Advisors, Inc. | Memphis | TN | 12/2010 | 08/2022 |
| Raymond James Financial Services, Inc. | Memphis | TN | 08/2022 | Present |
| Raymond James Financial Services Advisors, Inc. | Memphis | TN | 08/2022 | Present |
| Pinnacle Bank/Pinnacle Financial Partners | Memphis | TN | 08/2022 | Present |
(1)Name of Business: Fountain Financial Group Address: 949 Shady Grove Rd S Fl 2, Memphis, TN, 38120-4131, United States Activity Type: Support Company - Non Owner Position/Title: Associate/Employee Investment Related: No Start Date: 08/12/2022 Hours per month devoted to this business: 81+ Hours per month devoted to this business during trading hours: 41+ Description of duties: Director of Admin (2)Name of Business: Pinnacle Asset Management Address: 949 Shady Grove Rd S Fl 2, Memphis, TN, 38120-4131, United States Activity Type: Support Company - Non Owner Position/Title: Associate/Employee Investment Related: No Start Date: 08/12/2020 Hours per month devoted to this business: 81+ Hours per month devoted to this business during trading hours: 41+ Description of duties: Director of Admin
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2016-10-01 |
| S63 | Uniform Securities Agent State Law Examination | 2016-08-06 |
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