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4275 Executive Square, 5Th Floor, La Jolla, CA 92037 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CA | RA | APPROVED | 2025-01-01 |
| ME | RA | APPROVED | 2020-01-07 |
Branch Locations
4275 Executive Square, 5Th Floor, La Jolla, CA 92037 • United States
Lincoln, RI • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Brandes Investment Partners | Lincoln | RI | 05/2013 | Present |
| Alps Distributors, Inc | Denver | CO | 09/2015 | 07/2024 |
| Foreside Fund Services, Llc | Lincoln | RI | 07/2024 | Present |
Brandes Investment Partners, LP; Investment Related; Private Client Sales; La Jolla, CA;; Start 7/10/2013; Regional Director; promote mutual funds, sma's and ETF's to financial professionals; 160 Hrs Per Month
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2017-10-13 |
| S66 | Uniform Combined State Law Examination | 2004-06-01 |
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