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1450 American Lane 6Th Floor, Suite 650, Schaumburg, IL 60173-2096 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2025-01-16 |
| NC | RA | APPROVED | 2025-01-13 |
Branch Locations
400 Bellemeade St Suite 301, Greensboro, NC 27401 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Lincoln Financial Distributors | Philadelphia | PA | 04/2006 | 11/2024 |
| Unemployed | Greensboro | NC | 11/2024 | 01/2025 |
| Prosperity Advisors, Llc | Overland Park | KS | 01/2025 | Present |
| Cetera Advisors Llc | St Cloud | MN | 01/2025 | Present |
| Cetera Investment Advisers Llc | Schaumburg | IL | 01/2025 | Present |
| Scott Private Wealth | Overland Park | KS | 01/2026 | Present |
1. NAME OF OTHER BUSINESS: CIVIL AIR PATROL FOUNDATION INVESTMENT RELATED: NO ADDRESS: PO BOX 9251 MONTGOMERY, AL 36108 NATURE OF BUSINESS: CIVILLAN NON-PROFIT ORGANIZATION START DATE: 06/2022 POSITION/TITLE/RELATIONSHIP: INVESTMENT COMMITTEE MEMBER APX NUMBER OF HOURS PER WEEK: 1 APX NUMBER OF HOURS DURING TRADING HOURS: 0 BRIEF DESCRIPTION OF DUTIES: I AM A MEMBER OF THE INVESTMENT COMMITTEE MONITORING OUR OUTSIDE RIA TASKED WITH MANAGING THE FUNDS OF THE FOUNDATION.2. NAME OF OTHER BUSINESS: CIVIL AIR PATROL INVESTMENT RELATED: NO ADDRESS: 3520 ALAMANCE ROAD BURLINGTON NC 27215 NATURE OF BUSINESS: EMERGENCY SERVICES START DATE: 01/2023 POSITION/TITLE/RELATIONSHIP: WING COMMANDER APX NUMBER OF HOURS PER WEEK: 5 APX NUMBER OF HOURS DURING TRADING HOURS: 0 BRIEF DESCRIPTION OF DUTIES: OVERSEE ALL OPERATIONS AND ACTIVITIES OF THE NORTH CAROLINA CIVIL AIR PATROL3. NAME OF OTHER BUSINESS: PROSPERITY ADVISORS, LLC INVESTMENT RELATED: YES ADDRESS: SAME AS REGISTERED LOCATION NATURE OF BUSINESS: FINANCIAL SERVICES START DATE: 01/2025 POSITION/TITLE/RELATIONSHIP: INVESTMENT PROFESSIONAL APX NUMBER OF HOURS PER WEEK: 40 APX NUMBER OF HOURS DURING TRADING HOURS: 32 BRIEF DESCRIPTION OF DUTIES: PROVIDE FINANCIAL SERVICES NAME OF OTHER BUSINESS: FIXED INSURANCE WITH VARIOUS COMPANIES; INVESTMENT RELATED: YES; ADDRESS: SAME AS REGISTERED LOCATION; NATURE OF BUSINESS: FIXED INSURANCE; START: 9/2001; APX NUMBER OF HOURS PER WEEK: 3; APX NUMBER OF HOURS DURING TRADING HOURS: 3; POSITION/TITLE/RELATIONSHIP: INSURANCE AGENT; BRIEF DESCRIPTION OF DUTIES: SALES OF FIXED INSURANCE PRODUCTS; NAME OF OTHER BUSINESS: SCOTT PRIVATE WEALTH; INVESTMENT RELATED: YES, ADDRESS: SAME AS REGISTERED LOCATION, NATURE OF BU/2026SINESS: FINANCIAL SERVICES, START DATE: 1/2026; POSITION/TITLE/RELATIONSHIP: FINANCIAL PROFESSIONAL; APX NUMBER OF HOURS PER WEEK: 40, APX NUMBER OF HOURS DURING TRADING HOURS: 32.5, BRIEF DESCRIPTION OF DUTIES: DBA FOR FINANCIAL SERVICES;
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2002-04-18 |
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