Best Investors Account Sign in
Current Employers
Merrill Lynch, Pierce, Fenner & Smith Incorporated

One Bryant Park, New York, NY 10036 • United States

Current Registrations

AuthorityCategoryStatusDate
FL RA APPROVED 2016-06-24
TX RA APPROVED_RES 2007-01-11
NC RA APPROVED 2002-04-11
  • FL RA
    APPROVED
    Since 2016-06-24
  • TX RA
    APPROVED_RES
    Since 2007-01-11
  • NC RA
    APPROVED
    Since 2002-04-11

Branch Locations

800 Green Valley Rd, Greensboro, NC 27408 • United States

222 Lakeview Ave, West Palm Beach, FL 33401 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint Yes
  • Termination No
Employment History
OrganizationCityStateFromTo
Merrill Lynch, Pierce, Fenner & Smith Inc. Greensboro NC 12/2001 Present
Bank Of America, N.A. West Palm Beach FL 06/2011 Present
  • 12/2001 → Present
    Merrill Lynch, Pierce, Fenner & Smith Inc.
    Greensboro, NC
  • 06/2011 → Present
    Bank Of America, N.A.
    West Palm Beach, FL
Other Businesses

I*136869For profit or not for profit: Non-Profit OrganizationName of outside business organization: Sigma Chi Home Association of NorthwesternInvestment related: NoAddress of business: Evanston, Illinois 60204Nature of business: Charitable Organization,Position, title, association: Trustee, Start date of relationship: 4/5/2021Number of hours devoted: 6 hours MonthlyNumber of hours devoted during trading hours: 0Duties: The home association of my college fraternity (Sigma Chi) is the non profit entity that owns the chapter house and runs operations on behalf of the undergraduate kids. I have been asked to serve on board of trustees. I*1371282For profit or not for profit: CharitableName of outside business organization: Kellogg Finance Network Advisory BoardInvestment related: NoAddress of business: New Rochelle, New York, 10804, United StatesNature of business: Business or Industry OrganizationPosition, title, association: Board Member, Other Start date of relationship: 7/10/2023Number of hours devoted: 10 hours YearlyNumber of hours devoted during trading hours: 3Duties: Advisory Board Member, Our Mission. To build a dynamic, self-sustaining Northwestern / Kellogg global finance community that effectively serves its alumni, faculty, and student constituencies while reflecting the unique Kellogg spirit and culture. I*4536275 Entity Type: Fiduciary role Name of OBA: MR E. J E. TTEE K. G. E. TTEE U/A DTD 01/16/2020 Address: Boca Raton, Florida, 33496 Investment Related: No Position, Title, Association: Co-Trustee Employee Start Date: 05/08/2026 Number of Hours: 0 Number of Hours during trading: 0 Duties: Co-Trustee/Self, Spouse I*4672267 Entity Type: N/A Name of OBA: MR E J E TTEE K G E TTEE U/A DTD 01/16/2020 Address: Boca Raton, Florida, 33496 Investment Related: No Position, Title, Association: Co-Trustee Employee Start Date: 06/10/2026 Number of Hours: 1, Yearly Number of Hours during trading: 0, Yearly Duties: Self, Spouse

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2002-04-09
  • S66 Uniform Combined State Law Examination
    2002-04-09
Other Names
  • Erick Jay Ellsweig
  • Erick J. Ellsweig
  • Erick J Ellsweig
  • Erick J Ellsweig

View on SEC IAPD

Other Firms

Other Investors

Other Offices

More in Greensboro, NC

Reviews

Want to share your experience?

Sign in to leave a review
Loading reviews...

Reach out to this advisor