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Current Employers
Ubs Financial Services Inc.

1200 Harbor Boulevard, Weehawken, NJ 07086 • United States

Current Registrations

AuthorityCategoryStatusDate
OH RA APPROVED 2024-09-16
NH RA APPROVED 2023-09-19
NJ RA APPROVED 2016-06-07
TX RA APPROVED 2016-05-27
  • OH RA
    APPROVED
    Since 2024-09-16
  • NH RA
    APPROVED
    Since 2023-09-19
  • NJ RA
    APPROVED
    Since 2016-06-07
  • TX RA
    APPROVED
    Since 2016-05-27

Branch Locations

55 William Street Wellesley Office Park, Wellesley, MA 02481-4003 • United States

Hollis, NH • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Ubs Financial Services Inc New York NY 05/2016 Present
Previous Registrations
Other Businesses

1) Winsor School / 103 Pilgrim Road Boston, MA / Educational Establishment/ Education / Highly acclaimed all girls school from grade 5 to grade 12 / Member of Board of directors / / member of board of corporation. As a corporator, we are anticipated to be the school's strongest advocator and will be responsible for electing board of trustees for the school. / Start Date /4/8/2019 /// 2) Real Estate Rental/ investment related?: yes/ Boston, MA, 02116 US/ Proprietor / owner/ Owning and renting the apartment/ start date: 8/30/2016 /// 3) Real Estate/ investment related?:yes / Brookline, MA, 02446 US/ Proprietor / owner/ Owner of the property/ start date: 9/30/2016 /// 4) Longwood Tower Unit B307/ investment related?: / Brookline, MA, 0446 US/ Proprietor / owner/aprt owner/ start date8/17/2016 /// 5) Jessica Guo C809; Brookline, MA; Personal Rental Property; Proprietor / owner; Owner of this personal property; Start date: 9/1/2023

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2002-04-12
  • S66 Uniform Combined State Law Examination
    2002-04-12

View on SEC IAPD

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