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200 Vesey St., New York, NY 10281 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NY | RA | APPROVED | 2023-07-14 |
Branch Locations
6225 Sheridan Drive Suite 318, Williamsville, NY 14221-4800 • United States
Buffalo, NY • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Wells Fargo Advisors Financial Network, Llc | Williamsville | NY | 05/2015 | 04/2019 |
| Merrill Lynch, Pierce, Fenner & Smith Incorporated | Buffalo | NY | 04/2019 | 07/2023 |
| Bank Of America, N.A. | Buffalo | NY | 05/2019 | 07/2023 |
| Rbc Capital Markets, Llc | Buffalo | NY | 07/2023 | Present |
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2003-08-29 |
| S63 | Uniform Securities Agent State Law Examination | 2002-04-04 |
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