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1450 American Lane 6Th Floor, Suite 650, Schaumburg, IL 60173-2096 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| MN | RA | APPROVED | 2014-01-27 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Roger D. Klimek Cpa | St Louis Park | MN | 02/1994 | Present |
| Cetera Financial Specialists Llc | Schaumburg | IL | 06/2004 | Present |
| Cetera Investment Advisers Llc | Schaumburg | IL | 03/2005 | Present |
| Klimek Wealth Management, Llc | St Louis Park | MN | 08/2010 | Present |
1) R. KLIMEK, INC; TAX/ACCOUNTING PRACTICE; NOT INV REL; R. KLIMEK, INC; TITLE: OWNER/MANAGER; STARTED 1999; ACCOUNTING PRACTICE; WORK 40 HRS/WK: 2) KLIMEK WEALTH MANAGEMENT LLC; INV RELATED; ST LOUIS PARK, MN; OWNER/ADVISOR; START DATE 08/10; 60 HRS/MTH:
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2005-05-19 |
| S63 | Uniform Securities Agent State Law Examination | 2002-02-11 |
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