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270 Park Avenue, New York, NY 10017 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| FL | RA | APPROVED | 2023-09-11 |
| TX | RA | APPROVED | 2023-09-08 |
Branch Locations
201 E Las Olas Suite 2400, Ft. Lauderdale, FL 33301 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Bny Mellon Capital Markets, Llc | Boca Raton | FL | 03/2013 | 08/2019 |
| Pershing Llc | Boca Raton | FL | 09/2013 | 06/2019 |
| Advisor Asset Management, Inc | Fort Lauderdale | FL | 08/2019 | 07/2022 |
| Jpmorgan Chase Bank, N.A. | Fort Lauderdale | FL | 08/2023 | Present |
| J.P. Morgan Securities Llc | Fort Lauderdale | FL | 08/2023 | Present |
| Unemployed | Fort Lauderdale | FL | 08/2022 | 07/2023 |
| Kmj Cif Sanford Llc | Fort Lauderdale | FL | 12/2021 | Present |
| Kmj Cpf Countyline, Llc | Fort Lauderdale | FL | 12/2021 | Present |
Entity Name: Lauderdale Yacht Club Investment related: Yes Address: 1725 SE 12th St, Fort Lauderdale, FL 33316 Nature of the other business: Nonprofit Position/Title/Relationship: Board Member Start Date: 05/28/2024 Approximate # of hours a week: 0-10 Approximate # of hours during securities trading hours: 0 Briefly describe your duties: Lauderdale Yacht club is a bath, tennis and sailing club. I will be on the finance committee which is responsible for review the annual budget and making adjustments when/where needed. Entity Name: KMJ CIF SANFORD LLC Investment related: No Address: 1420 Middle River Drive, Fort Lauderdale, FL, 33304 Nature of the other business: Real Estate Position/Title/Relationship: Owner/Partner Start Date: 12/15/2021 Approximate # of hours a week: 0-10 Approximate # of hours during securities trading hours: 0 Briefly describe your duties: The Sanford property included the development of four buildings totaling 550,000 SF in Sanford, FL. Entity Name: KMJ CPF Countyline, LLC Investment related: No Address: 1420 Middle River Drive, Fort Lauderdale, FL 33304 Nature of the other business: Real Estate Position/Title/Relationship: Owner/Partner Start Date: 12/15/2021 Approximate # of hours a week: 0-10 Approximate # of hours during securities trading hours: 0 Briefly describe your duties: The Countyline property included the development of a 330,000 SF building in Plant City, FL
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2023-09-07 |
| S66 | Uniform Combined State Law Examination | 2002-11-13 |
| S63 | Uniform Securities Agent State Law Examination | 2002-03-15 |
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