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Current Employers
J.P. Morgan Securities Llc

270 Park Avenue, New York, NY 10017 • United States

Current Registrations

AuthorityCategoryStatusDate
FL RA APPROVED 2023-09-11
TX RA APPROVED 2023-09-08
  • FL RA
    APPROVED
    Since 2023-09-11
  • TX RA
    APPROVED
    Since 2023-09-08

Branch Locations

201 E Las Olas Suite 2400, Ft. Lauderdale, FL 33301 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Bny Mellon Capital Markets, Llc Boca Raton FL 03/2013 08/2019
Pershing Llc Boca Raton FL 09/2013 06/2019
Advisor Asset Management, Inc Fort Lauderdale FL 08/2019 07/2022
Jpmorgan Chase Bank, N.A. Fort Lauderdale FL 08/2023 Present
J.P. Morgan Securities Llc Fort Lauderdale FL 08/2023 Present
Unemployed Fort Lauderdale FL 08/2022 07/2023
Kmj Cif Sanford Llc Fort Lauderdale FL 12/2021 Present
Kmj Cpf Countyline, Llc Fort Lauderdale FL 12/2021 Present
  • 03/2013 → 08/2019
    Bny Mellon Capital Markets, Llc
    Boca Raton, FL
  • 09/2013 → 06/2019
    Pershing Llc
    Boca Raton, FL
  • 08/2019 → 07/2022
    Advisor Asset Management, Inc
    Fort Lauderdale, FL
  • 08/2023 → Present
    Jpmorgan Chase Bank, N.A.
    Fort Lauderdale, FL
  • 08/2023 → Present
    Fort Lauderdale, FL
  • 08/2022 → 07/2023
    Unemployed
    Fort Lauderdale, FL
  • 12/2021 → Present
    Kmj Cif Sanford Llc
    Fort Lauderdale, FL
  • 12/2021 → Present
    Kmj Cpf Countyline, Llc
    Fort Lauderdale, FL
Previous Registrations
  • 2009-04-20 → 2011-09-13
    Barclays Capital Inc.
    San Francisco, CA
    New York, NY
    New York, NY
  • 2007-07-02 → 2008-10-15
    Lehman Brothers Inc.
    New York, NY
    New York, NY
  • 2002-11-14 → 2007-07-25
    New York, NY
    New York, NY
Other Businesses

Entity Name: Lauderdale Yacht Club Investment related: Yes Address: 1725 SE 12th St, Fort Lauderdale, FL 33316 Nature of the other business: Nonprofit Position/Title/Relationship: Board Member Start Date: 05/28/2024 Approximate # of hours a week: 0-10 Approximate # of hours during securities trading hours: 0 Briefly describe your duties: Lauderdale Yacht club is a bath, tennis and sailing club. I will be on the finance committee which is responsible for review the annual budget and making adjustments when/where needed. Entity Name: KMJ CIF SANFORD LLC Investment related: No Address: 1420 Middle River Drive, Fort Lauderdale, FL, 33304 Nature of the other business: Real Estate Position/Title/Relationship: Owner/Partner Start Date: 12/15/2021 Approximate # of hours a week: 0-10 Approximate # of hours during securities trading hours: 0 Briefly describe your duties: The Sanford property included the development of four buildings totaling 550,000 SF in Sanford, FL. Entity Name: KMJ CPF Countyline, LLC Investment related: No Address: 1420 Middle River Drive, Fort Lauderdale, FL 33304 Nature of the other business: Real Estate Position/Title/Relationship: Owner/Partner Start Date: 12/15/2021 Approximate # of hours a week: 0-10 Approximate # of hours during securities trading hours: 0 Briefly describe your duties: The Countyline property included the development of a 330,000 SF building in Plant City, FL

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2023-09-07
S66 Uniform Combined State Law Examination 2002-11-13
S63 Uniform Securities Agent State Law Examination 2002-03-15
  • S65 Uniform Investment Adviser Law Examination
    2023-09-07
  • S66 Uniform Combined State Law Examination
    2002-11-13
  • S63 Uniform Securities Agent State Law Examination
    2002-03-15
Other Names
  • Andrew Francis Murray

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