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Current Employers
Mercer Global Advisors Inc.

1200 17Th Street Suite 2000, Denver, CO 80202 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2023-02-21
FL RA APPROVED 2022-06-16
CA RA APPROVED 2022-05-23
KS RA APPROVED 2022-05-23
MI RA APPROVED 2022-05-23
MO RA APPROVED 2022-05-23
  • TX RA
    APPROVED
    Since 2023-02-21
  • FL RA
    APPROVED
    Since 2022-06-16
  • CA RA
    APPROVED
    Since 2022-05-23
  • KS RA
    APPROVED
    Since 2022-05-23
  • MI RA
    APPROVED
    Since 2022-05-23
  • MO RA
    APPROVED
    Since 2022-05-23

Branch Locations

1200 17Th Street Suite 2000, Denver, CO 80202 • United States

1256 E Kingsley St, Springfield, MO 65804 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Heim, Young & Associates Springfield MO 12/2001 Present
Hya Financial Corp Springfield MO 12/2001 12/2019
Mercer Global Advisors Inc Springfield MO 05/2022 Present
  • 12/2001 → Present
    Heim, Young & Associates
    Springfield, MO
  • 12/2001 → 12/2019
    Hya Financial Corp
    Springfield, MO
  • 05/2022 → Present
    Springfield, MO
Previous Registrations
  • 2012-05-07 → 2022-09-26
    Hya Advisors, Inc
    Springfield, MO
Other Businesses

1. Heim, Young & Associates Inc. DBA MA Brokerage Solutions; Investment-related; 1256 E. Kingsley Street, Springfield, MO 65804; Up to 40 hrs./week; Provides brokerage services for clients of the Mercer Advisors Inc. affiliated Broker Dealer. 2. Affiliated Investment Advisor Representative with Mercer Global Advisors, Inc.- Denver Colorado (M&A Transition)

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2012-05-04
S63 Uniform Securities Agent State Law Examination 2003-11-26
  • S65 Uniform Investment Adviser Law Examination
    2012-05-04
  • S63 Uniform Securities Agent State Law Examination
    2003-11-26
Designations
Other Names
  • Holly Marie Baker
  • Holly Marie Baker

View on SEC IAPD

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