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1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2026-06-03 |
Branch Locations
4707 Executive Dr, San Diego, CA 92121-3091 • United States
14180 North Dallas Pkwy Suite 425, Dallas, TX 75254 • United States
14180 North Dallas Pkwy, Suite 425, Dallas , TX 75254 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Massmutual Life Insurance Company | Dallas | TX | 01/2002 | 06/2026 |
| Mml Investors Services | Dallas | TX | 03/2002 | 06/2026 |
| Lpl Financial Llc | Dallas | TX | 06/2026 | Present |
1. 05/2026 - Spectrum Wealth Strategies, LLC - DBA for LPL Business (entity for LPL business) - Inv Related – 160 Hour(s)/Month – 160 Hour(s) During Trading – Dallas, TX, 75240 – OBA Start Date: 6/3/2026 2. 05/2026 - Spectrum Wealth Strategies, LLC - Non-Variable Insurance - Inv Related – 5 Hour(s)/Month – 5 Hour(s) During Trading – Dallas, TX, 75240 – OBA Start Date: 01/01/2012 3. 05/2026 - Nasty Creek Ranch LLC - Business Entity For Tax/Investment Purposes Only - Not Inv Related – 0 Hour(s)/Month – 0 Hour(s) During Trading – Wideman, AR, 72585 – OBA Start Date: 04/12/2024
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2002-01-31 |
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