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880 Carillon Parkway, Saint Petersburg, FL 33716 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| HI | RA | APPROVED | 2021-12-14 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| First Hawaiian Bank | Honolulu | HI | 08/2008 | Present |
| Bancwest Investment Services | Honolulu | HI | 08/2008 | 05/2017 |
| Raymond James Financial Services | Honolulu | HI | 05/2017 | Present |
| Raymond James Financial Services Advisors, Inc | Honolulu | HI | 12/2021 | Present |
(1)Name of Business: First Hawaiian Advisors Address: 999 Bishop St Ste 1850, Honolulu, HI, 96813, United States Activity Type: Support Company - Non Owner Position/Title: Associate/Employee Investment Related: No Start Date: 05/03/2017 Hours per month devoted to this business: 81+ Hours per month devoted to this business during trading hours: 2-10 Description of duties: We service the Call Center clients as well as taking calls from other FA clients if they are unavailable. Assisting incoming calls from prospects, referring sales calls out to the FA out in the field.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2021-12-13 |
| S63 | Uniform Securities Agent State Law Examination | 2002-03-22 |
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