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901 3Rd Avenue South, Minneapolis, MN 55402 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| MS | RA | APPROVED | 2024-08-02 |
| TX | RA | APPROVED_RES | 2022-11-29 |
| TN | RA | APPROVED | 2022-11-22 |
Branch Locations
1052 Brookfield Rd, Memphis, TN 38119 • United States
Memphis, TN • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Minnesota Life | St. Paul | MN | 01/2002 | 11/2022 |
| Securian Financial Services Inc. | St. Paul | MN | 01/2002 | 11/2022 |
| Shoemaker Agency | Memphis | TN | 01/2002 | 11/2022 |
| James D Whitehead | Germantown | TN | 09/2004 | 11/2022 |
| Ameriprise Financial Services, Llc | Germantown | TN | 11/2022 | 12/2022 |
| Ameriprise Financial Services, Llc | Memphis | TN | 12/2022 | Present |
Real Estate Ownership; Single Family; 2530 pershing, , Memphis, TN, 38112; Not Investment-Related; 12/07/2022 / Single Family; 602 Spring St, , Memphis, TN, 38112; Not Investment-Related; 12/07/2022 / Single Family; 680 n hollywood St, , Memphis, TN, 38112; Not Investment-Related; 12/07/2022 / Single Family; 804 Spring, , Memphis, TN, 38112; Not Investment-Related; 12/07/2022. Business Ownership; James Davis and Associates; sell p/c insurance; Consulting; 1052 Brookfield Road, suite 300, memphis, TN, 38119; Not Investment-Related; 02/01/2009; 1 to 9 hours per month; 0 during trading hours / Whitehead LLC; owner; real estate holding; 1052 Brookfield Road, Suite 300, Memphis, TN, 38119; Not Investment-Related; 12/20/2022; 1 to 9 hours per month; 0 during trading hours / Blues City Properties LLC; owner; rental properties; 2600 jackson Ave, , memphis, TN, 38108; Not Investment-Related; 03/24/2016; 1 to 9 hours per month; 1 to 9 during trading hours.
| Code | Exam | Date |
|---|---|---|
| S63 | Uniform Securities Agent State Law Examination | 2002-01-31 |
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