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Current Employers
Ameriprise Financial Services, Llc

901 3Rd Avenue South, Minneapolis, MN 55402 • United States

Current Registrations

AuthorityCategoryStatusDate
MS RA APPROVED 2024-08-02
TX RA APPROVED_RES 2022-11-29
TN RA APPROVED 2022-11-22
  • MS RA
    APPROVED
    Since 2024-08-02
  • TX RA
    APPROVED_RES
    Since 2022-11-29
  • TN RA
    APPROVED
    Since 2022-11-22

Branch Locations

1052 Brookfield Rd, Memphis, TN 38119 • United States

Memphis, TN • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint Yes
  • Termination No
Employment History
OrganizationCityStateFromTo
Minnesota Life St. Paul MN 01/2002 11/2022
Securian Financial Services Inc. St. Paul MN 01/2002 11/2022
Shoemaker Agency Memphis TN 01/2002 11/2022
James D Whitehead Germantown TN 09/2004 11/2022
Ameriprise Financial Services, Llc Germantown TN 11/2022 12/2022
Ameriprise Financial Services, Llc Memphis TN 12/2022 Present
  • 01/2002 → 11/2022
    Minnesota Life
    St. Paul, MN
  • 01/2002 → 11/2022
    Securian Financial Services Inc.
    St. Paul, MN
  • 01/2002 → 11/2022
    Shoemaker Agency
    Memphis, TN
  • 09/2004 → 11/2022
    James D Whitehead
    Germantown, TN
  • 11/2022 → 12/2022
    Germantown, TN
  • 12/2022 → Present
    Memphis, TN
Previous Registrations
  • 2004-03-15 → 2022-11-22
    Securian Financial Services, Inc.
    Germantown, TN
    Germantown, TN
Other Businesses

Real Estate Ownership; Single Family; 2530 pershing, , Memphis, TN, 38112; Not Investment-Related; 12/07/2022 / Single Family; 602 Spring St, , Memphis, TN, 38112; Not Investment-Related; 12/07/2022 / Single Family; 680 n hollywood St, , Memphis, TN, 38112; Not Investment-Related; 12/07/2022 / Single Family; 804 Spring, , Memphis, TN, 38112; Not Investment-Related; 12/07/2022. Business Ownership; James Davis and Associates; sell p/c insurance; Consulting; 1052 Brookfield Road, suite 300, memphis, TN, 38119; Not Investment-Related; 02/01/2009; 1 to 9 hours per month; 0 during trading hours / Whitehead LLC; owner; real estate holding; 1052 Brookfield Road, Suite 300, Memphis, TN, 38119; Not Investment-Related; 12/20/2022; 1 to 9 hours per month; 0 during trading hours / Blues City Properties LLC; owner; rental properties; 2600 jackson Ave, , memphis, TN, 38108; Not Investment-Related; 03/24/2016; 1 to 9 hours per month; 1 to 9 during trading hours.

Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 2002-01-31
  • S63 Uniform Securities Agent State Law Examination
    2002-01-31
Designations
Other Names
  • James D Whitehead
  • Jim Davis Whitehead
  • Jim D Whitehead
  • James Whitehead
  • Jim Whitehead

View on SEC IAPD

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