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Current Employers
Integrated Wealth Concepts Llc

200 5Th Avenue 4Th Floor, Waltham, MA 02451 • United States

Current Registrations

AuthorityCategoryStatusDate
MI RA APPROVED 2023-01-03
TX RA APPROVED 2023-01-03
  • MI RA
    APPROVED
    Since 2023-01-03
  • TX RA
    APPROVED
    Since 2023-01-03

Branch Locations

42714 Woodward Avenue, Bloomfield Hills, MI 48304 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Lpl Financial Llc Bloomfield Hills MI 05/2012 Present
Wealthcare Advisory Partners, Llc Bloomfield Hills MI 04/2020 03/2023
Integrated Wealth Concepts, Llc Waltham MA 01/2023 Present
Previous Registrations
  • 2020-04-13 → 2023-04-04
    West Chester, PA
    Troy, MI
    Bloomfield Hills, MI
  • 2010-02-19 → 2012-06-01
    Securian Financial Services, Inc.
    Farmington Hills, MI
    Farmington Hills, MI
Other Businesses

1. 04/29/2012 - JMB Financial Services Group - Investment Related - At Reported Business Location(s) - DBA for LPL Business (entity for LPL business) 2. 05/31/2012 - ITG FINANCIAL SERVICES, INC - Investment Related - At Reported Business Location(s) - NON-VARIABLE INSURANCE - Time Spent 10% - Entity for tax purposes for outside insurance. 3. 4/17/2020 - JMB Financial Services Group - Investment Related - At Reported Business Location(s) - DBA for LPL Business (entity for LPL business) - Started 02/01/2016 - 80 Hours Per Month During Securities Trading. 4. 04/24/2020 - WealthCare Advisory Partners LLC - Investment Related - At Reported Business Location(s) - Registered Investment Advisor DBA - IAR - Start Date 04/29/2012 - 80 Hours Per Month/ 80 Hours During Securities Trading 5. 01/03/2023: Integrated Wealth Concepts LLC - Investment Related - At Reported Business Location(s) - Registered Investment Advisor Hybrid - IAR - Started 01/03/2023 - 160 Hours Per Month/160 Hours During Securities Trading - Time Spent 100% - I provide investment advisory services through Integrated Wealth Concepts LLC, an independent investment advisor firm. I started this business activity in 01/03/2023. I expect to spend approximately 160 hours per month on this activity. Please see the advisory firm's Form ADV for more information about its address, the nature of its business, its owners, and its services at http://www.adviserinfo.sec.gov/IAPD. The firm is separate from and independent of LPL Financial. 6. 4/5/2023 - Integrated Wealth Concepts, LLC - DBA: Integrated Partners - Investment Related - At Reported Business Location(s) - Registered Investment Advisor DBA - IAR - Start Date - 04/01/2023 - 1 Hours Per Month/1 ours During Securities Trading 7. 04/13/2023 - Integrated Financial Partners - Investment Related - At Reported Business Location(s) - Registered Investment Advisor DBA - Start Date 04/01/2023 - 1 Hours Per Month/1Hours During Securities Trading 8. 04/13/2023 - JMB Financial Services Group, LLC - Investment Related - At Reported Business Location(s) - Registered Investment Advisor DBA - Start Date 04/01/2023 - 80 Hours Per Month/ 80 Hours During Securities Trading 9. 04/13/2023 - Integrated Wealth Concepts - Investment Related - At Reported Business Location(s) - Registered Investment Advisor Hybrid - IAR - Start Date 04/01/2023 - 80 Hours Per Month/ 80 Hours During Securities Trading - I provide investment advisory services through Integrated Wealth Concepts, an independent investment advisor firm. I started this business activity in 4/2023. I expect to spend approximately 80 hours per month on this activity. Please see the advisory firm's Form ADV for more information about its address, the nature of its business, its owners, and its services at http://www.adviserinfo.sec.gov/IAPD. The firm is separate from and independent of LPL Financial. 10. 04/19/2023 - Integrated Financial Partners - Investment Related - At Reported Business Location(s) - DBA for LPL Business (entity for LPL business) -RIA - Start Date 04/01/2023 - 1 Hours Per Month/1 Hours During Securities Trading 11. 04/19/2023 - Integrated Partners - Investment Related - At Reported Business Location(s) - DBA for LPL Business (entity for LPL business) -RIA - Start Date 04/01/2023 - 1 Hours Per Month/1 Hours During Securities Trading

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2002-02-14
  • S66 Uniform Combined State Law Examination
    2002-02-14
Designations

View on SEC IAPD

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