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1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NY | RA | APPROVED | 2021-08-03 |
| TX | RA | APPROVED_RES | 2021-03-22 |
| VT | RA | APPROVED | 2007-01-22 |
Branch Locations
1233 Shelburne Rd., Ste 202, South Burlington, VT 05403-7700 • United States
152 Tom Miller Road, Plattsburgh, NY 12901 • United States
Morrisonville, NY • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Lpl Financial, Llc | Plattsburgh | NY | 10/2003 | Present |
| Clute Wealth Management | Plattsburgh | NY | 08/2000 | Present |
1. 03/08/2005 - CLUTE WEALTH MANAGEMENT/ Non-Variable Insurance / Investment Related/ At Reported Business Location(s) 2. 01/18/2024 * Clute Wealth Management * DBA for LPL Business (entity for LPL business) * Co-Owner * INV REL * AT REPORTED BUSINESS LOCATION(S) * START 12/31/2023 * 160 HRS/MO; 115 HRS/DURING SECS TRDG HRS. 3. 03/07/2024 - Act in a Fiduciary Capacity - Business POA - Investment Related - At Reported Business Location(s) - Start Date 01/31/2024 - 0 Hours Per Month/ During Trading
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2005-02-22 |
| S63 | Uniform Securities Agent State Law Examination | 2004-02-03 |
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