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John James Quinn

Wells Fargo Clearing Services, LLC

Minneapolis, MN

Minneapolis, MN

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Current Employers
Wells Fargo Clearing Services, Llc

One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States

Current Registrations

AuthorityCategoryStatusDate
MN RA APPROVED 2026-06-18
TX RA APPROVED 2026-06-18
  • MN RA
    APPROVED
    Since 2026-06-18
  • TX RA
    APPROVED
    Since 2026-06-18

Branch Locations

90 S 7Th St 1St & 2Nd Fls, Minneapolis, MN 55402 • United States

90 S 7Th St Fl 10 [Mn- Rbo], Minneapolis, MN 55402 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Citigroup New York NY 10/2011 08/2019
J.P. Morgan Securities Llc Minneapolis MN 08/2019 05/2026
Jp Morgan Chase Bank, N.A. Minneapolis MN 08/2019 05/2026
Wells Fargo Clearing Services, Llc Minneapolis MN 05/2026 Present
Previous Registrations
  • 2019-08-30 → 2026-05-08
    J.P. Morgan Securities Llc
    Minneapolis, MN
    Eden Prairie, MN
    Columbia Heights, MN
    Sioux Falls, SD
    Plymouth, MN
    Chaska, MN
    Chanhassen, MN
    Shakopee, MN
    Eagan, MN
    Apple Valley, MN
    Savage, MN
    Saint Anthony, MN
    Minneapolis, MN
    Minneapolis, MN
    New York, NY
    Plymouth, MN
    Minneapolis, MN
    Minneapolis, MN
    Cheyenne, WY
    Minneapolis, MN
    Richfield, MN
    Saint Louis Park, MN
    Saint Louis Park, MN
    Saint Paul, MN
    Albuquerque, NM
    Minnetonka, MN
    Maple Grove, MN
    West Saint Paul, MN
    Minneapolis, MN
    Billings, MT
    Helena, MT
    Apple Valley, MN
    Albuquerque, NM
    Woodbury, MN
    Blaine, MN
    Sioux Falls, SD
    Albuquerque, NM
    Sioux Falls, SD
    Jackson, WY
    Fargo, ND
    Fargo, ND
    Fargo, ND
    Brooklyn Park, MN
    Sioux Falls, SD
    Billings, MT
    Edina, MN
    Roseville, MN
    Albuquerque, NM
    Albuquerque, NM
    Bloomington, MN
    Cheyenne, WY
    Burnsville, MN
    Saint Cloud, MN
    Hudson, WI
  • 2013-08-01 → 2019-09-16
    Citigroup Global Markets Inc.
    New York, NY
    Boston, MA
    Westlake Village, CA
    New York, NY
    New York, NY
    Fountain Valley, CA
  • 2010-01-30 → 2011-09-09
    Morgan Stanley
    Naples, FL
  • 2008-06-17 → 2009-04-28
    Banc Of America Investment Services, Inc.
    Naples, FL
    Ft. Myers, FL
  • 2007-05-29 → 2008-06-23
    Citigroup Global Markets Inc.
    Miami, FL
    Bonita Springs, FL
  • 2006-11-01 → 2007-05-29
    Citicorp Investment Services
    Miami, FL
    Bonita Springs, FL
  • 2006-05-31 → 2006-09-21
    Fifth Third Securities, Inc.
    Naples, FL
    Naples, FL
    Naples, FL
  • 2004-12-03 → 2006-04-20
    Citicorp Investment Services
    Rochester, NY
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2003-12-02
S63 Uniform Securities Agent State Law Examination 2002-01-24
  • S65 Uniform Investment Adviser Law Examination
    2003-12-02
  • S63 Uniform Securities Agent State Law Examination
    2002-01-24
Other Names
  • John James Quinn

View on SEC IAPD

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