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Robyn Marshall Miller

Rbc Capital Markets, LLC

Minneapolis, MN

Minneapolis, MN

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Current Employers
Rbc Capital Markets, Llc

200 Vesey St., New York, NY 10281 • United States

Current Registrations

AuthorityCategoryStatusDate
MN RA APPROVED 2019-12-12
  • MN RA
    APPROVED
    Since 2019-12-12

Branch Locations

250 Nicollet Mall Suite 2000, 16Th Floor, Minneapolis, MN 55401-1931 • United States

Minneapolis, MN • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Ameriprise Financial Services, Inc. Minneapolis MN 09/2005 12/2019
Rbc Capital Markets, Llc. Minneapolis MN 12/2019 Present
  • 09/2005 → 12/2019
    Ameriprise Financial Services, Inc.
    Minneapolis, MN
  • 12/2019 → Present
    Rbc Capital Markets, Llc.
    Minneapolis, MN
Previous Registrations
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2010-03-22
S63 Uniform Securities Agent State Law Examination 1999-10-21
  • S65 Uniform Investment Adviser Law Examination
    2010-03-22
  • S63 Uniform Securities Agent State Law Examination
    1999-10-21
Other Names
  • Robyn Trail Marshall

View on SEC IAPD

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