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Christina J Razzore

Merrill Lynch, Pierce, Fenner & Smith Incorporated

La Jolla, CA

CRD 4486304

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Employer firm

Merrill Lynch, Pierce, Fenner & Smith Incorporated CRD 7691

$1.78T regulatory AUM 16,844 advisory clients

Reported services (Item 5G)

  • Portfolio management (individuals)
  • Portfolio management (institutions)
  • Pension consulting
  • Selection of other advisers
  • Educational seminars
  • PERFORMANCE MEASUREMENT REPORTS, ALLOCATION MODELING, IPS, RESEARCH REPORTS AND SERVICES, SEE SCHEDULE D

From the firm’s Form ADV. Read the guides:

Current Employers
Merrill Lynch, Pierce, Fenner & Smith Incorporated

One Bryant Park, New York, NY 10036 • United States

Current Registrations

AuthorityCategoryStatusDate
CA RA APPROVED 2025-05-22
TX RA APPROVED 2025-05-22
  • CA RA
    APPROVED
    Since 2025-05-22
  • TX RA
    APPROVED
    Since 2025-05-22

Branch Locations

7825 Fay Ave, La Jolla, CA 92037 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Morgan Stanley Smith Barney La Jolla CA 06/2009 05/2025
Merrill Lynch, Pierce, Fenner & Smith Incorporated La Jolla FL 05/2025 Present
Previous Registrations
  • 2009-06-01 → 2025-05-29
    Morgan Stanley
    La Jolla, CA
    La Jolla, CA
    La Jolla, CA
  • 2007-04-02 → 2009-06-01
    Morgan Stanley & Co. Llc
    La Jolla, CA
  • 2006-08-22 → 2007-04-02
    Morgan Stanley Dw Inc.
    San Diego, CA
    San Diego, CA
    Lajolla, CA
    San Diego, CA
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2006-08-18
  • S66 Uniform Combined State Law Examination
    2006-08-18
Other Names
  • Christina Janine Parker
  • Christina Janine Parker

View on SEC IAPD

Nearby Firms

ALPHACORE CAPITAL LLC
UBS FINANCIAL SERVICES INC.
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Nearby Investors

TIMOTHY SMITH CALLAN
KYLE ANDREW KRAUS
CHRIS JAMES MAUDLIN

Nearby Offices

ALPHACORE CAPITAL LLC · LA JOLLA, CA
UBS FINANCIAL SERVICES INC. · LA JOLLA, CA
UBS FINANCIAL SERVICES INC. · La Jolla, CA

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