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Amy Taylor Ray

Robert W. Baird & Co. Incorporated

Cookeville, TN

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Current Employers
Robert W. Baird & Co. Incorporated

777 E. Wisconsin Avenue, Milwaukee, WI 53202-5391 • United States

Current Registrations

AuthorityCategoryStatusDate
TN RA APPROVED 2021-02-18
  • TN RA
    APPROVED
    Since 2021-02-18

Branch Locations

901 Neal Street, Suite 201, Cookeville, TN 38501 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Ubs Financial Services Inc. Cookeville TN 08/2000 02/2021
Robert W. Baird & Co., Inc. Cookeville TN 02/2021 Present
Previous Registrations
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2008-03-25
S63 Uniform Securities Agent State Law Examination 2002-10-11
  • S66 Uniform Combined State Law Examination
    2008-03-25
  • S63 Uniform Securities Agent State Law Examination
    2002-10-11
Other Names
  • Amy T. Ray

View on SEC IAPD

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Other Offices

RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC · Cookeville, TN
CETERA INVESTMENT ADVISERS LLC · COOKEVILLE, TN
CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC. · Cookeville, TN
CREATIVE FINANCIAL DESIGNS, INC. · Cookeville, TN
PFS INVESTMENTS INC. · COOKEVILLE, TN
RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC · Cookeville, TN
STATE FARM INVESTMENT MANAGEMENT CORP. · Cookeville, TN
RIDGEBROOKE CAPITAL MANAGEMENT LLC · COOKEVILLE, TN

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