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18700 N. Hayden Road Suite 255, Scottsdale, AZ 85255 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NJ | RA | APPROVED | 2024-06-14 |
| NY | RA | APPROVED | 2024-06-14 |
Branch Locations
399 Conklin Street Suite 303, Farmingdale, NY 11735 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Almar Tax Service | Deer Park | NY | 02/2012 | 05/2020 |
| Vanderbilt Securities, Llc | Woodbury | NY | 07/2014 | 06/2020 |
| Self Employed | Amityville | NY | 06/2020 | 11/2020 |
| Securities America, Inc. | Farmingdale | NY | 11/2020 | 06/2024 |
| Securities America Advisors | Farmingdale | NY | 11/2020 | 06/2024 |
| Osaic Wealth, Inc. | Farmingdale | NY | 06/2024 | Present |
1. BERTRAND SEJOUR EA, LLC POSITION: Accountant NATURE: Tax Accounting INVESTMENT RELATED: No NUMBER OF HOURS: 40 SECURITIES TRADING HOURS: 7 START DATE: 10/05/2020 ADDRESS: 399 Conklin Street, Suite 303, Farmingdale NY 11735 DESCRIPTION: Tax preparation, Bookkeeping, Payroll Services, Business setup, Penalty abatements, and Tax resolution services 2. A & B TAX RESOLUTION INC POSITION: Accountant NATURE: Tax Accounting INVESTMENT RELATED: No NUMBER OF HOURS: 40 SECURITIES TRADING HOURS: 7 START DATE: 11/03/2014 ADDRESS: 399 Conklin Street, Suite 303, Farmingdale NY 11735 DESCRIPTION: Tax preparation, Payroll Services, Business setup, Penalty abatements, and tax resolution services
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2018-01-18 |
| S63 | Uniform Securities Agent State Law Examination | 2015-07-16 |
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