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Current Employers
Osaic Wealth, Inc.

18700 N. Hayden Road Suite 255, Scottsdale, AZ 85255 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2025-02-20
CO RA APPROVED 2024-08-23
HI RA APPROVED 2024-08-23
MI RA APPROVED 2024-08-23
WA RA APPROVED 2024-08-23
  • TX RA
    APPROVED_RES
    Since 2025-02-20
  • CO RA
    APPROVED
    Since 2024-08-23
  • HI RA
    APPROVED
    Since 2024-08-23
  • MI RA
    APPROVED
    Since 2024-08-23
  • WA RA
    APPROVED
    Since 2024-08-23

Branch Locations

90 S. Cascade Ave. Suite 1220, Colorado Springs, CO 80903 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Triad Advisors, Inc. Norcross GA 07/2014 08/2024
Osaic Wealth, Inc. Colorado Springs CO 08/2024 Present
  • 07/2014 → 08/2024
    Triad Advisors, Inc.
    Norcross, GA
  • 08/2024 → Present
    Colorado Springs, CO
Previous Registrations
  • 2014-07-22 → 2024-08-23
    Triad Advisors Llc
    Colorado Springs, CO
  • 2014-01-16 → 2014-07-31
    Colorado Springs, CO
Other Businesses

1)LWM FINANCIAL/LARSEN WEALTH MANAGEMENT;INVESTMENT RELATED;90 S. CASCADE,SUITE 1220,COLORADO SPRINGS,CO 80903;DBA;FINANCIAL ADVISOR;7/2014;160 HRS/MONTH;6.5 HRS DURING TRADING;FINANCIAL ADVISOR

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2014-01-16
  • S66 Uniform Combined State Law Examination
    2014-01-16

View on SEC IAPD

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