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1345 Avenue Of The Americas, New York, NY 10105 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| MI | RA | APPROVED | 2010-03-18 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Axa Advisors, Llc | New York | NY | 02/2006 | 06/2020 |
| Equitable Advisors, Llc | New York | NY | 02/2006 | Present |
LAKESHORE BENEFIT GROUP INC, PRESIDENT OWNER EMPLOYEE, JAN 2013, PAYS EMPLOYEES AND OFFICE BILLS, 2 HOURS PER MONTH. REGISTERED SALES ASSISTANT, CRAIG BASTUBA LAKESHORE BENEFIT GROUP INC, APRIL 2013, 2 HOURS PER MONTH. LOK PROPERTIES LLC, MEMBER AND PART OWNER, CREATED TO PURCHASE BUILDING, DEC 2017, 5 HOURS PER MONTH. AT ASPEN LLC, ASSISTANT TO MEMBER CRAIG BASTUBA, MAY 2016, ONE HOUR PER MONTH.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2006-10-07 |
| S63 | Uniform Securities Agent State Law Examination | 2002-04-02 |
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