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Brian Keith Davis

Wells Fargo Clearing Services, LLC

Minneapolis, MN

Hastings, MN

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Current Employers
Wells Fargo Clearing Services, Llc

One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States

Current Registrations

AuthorityCategoryStatusDate
MN RA APPROVED 2024-03-01
  • MN RA
    APPROVED
    Since 2024-03-01

Branch Locations

90 S 7Th St 10Th & 11Th Fls [Gj-Rbo], Minneapolis, MN 55402 • United States

1360 S Frontage Rd, Hastings, MN 55033 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Wells Fargo Clearing Services, Llc Hastings MN 09/2023 Present
Wells Fargo Bank, Na Hastings MN 09/2023 Present
Unemployed Hastings MN 04/2022 08/2023
Ymca Nortth Hastings MN 06/2014 03/2022
  • 09/2023 → Present
    Wells Fargo Clearing Services, Llc
    Hastings, MN
  • 09/2023 → Present
    Wells Fargo Bank, Na
    Hastings, MN
  • 04/2022 → 08/2023
    Unemployed
    Hastings, MN
  • 06/2014 → 03/2022
    Ymca Nortth
    Hastings, MN
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2024-03-01
S63 Uniform Securities Agent State Law Examination 2023-12-04
  • S65 Uniform Investment Adviser Law Examination
    2024-03-01
  • S63 Uniform Securities Agent State Law Examination
    2023-12-04
Other Names
  • Brian K Davis

View on SEC IAPD

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