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Ryan Walter Rogalski

United Capital Financial Advisors

Memphis, TN

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Current Employers
United Capital Financial Advisors

125 E John Carpenter Frwy Suite 1300, Irving, TX 75062 • United States

Current Registrations

AuthorityCategoryStatusDate
TN RA APPROVED 2025-01-13
  • TN RA
    APPROVED
    Since 2025-01-13

Branch Locations

5350 Poplar Ave Suite 310, Memphis, TN 38120 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
United Capital Memphis TN 12/2012 Present
Girard Securities Inc. San Diego CA 02/2013 11/2017
Cetera Advisor Networks Llc El Segundo CA 11/2017 09/2020
Lion Street Financial Memphis TN 02/2024 Present
Integrity Alliance, Llc. Memphis TN 11/2025 Present
  • 12/2012 → Present
    United Capital
    Memphis, TN
  • 02/2013 → 11/2017
    Girard Securities Inc.
    San Diego, CA
  • 11/2017 → 09/2020
    Cetera Advisor Networks Llc
    El Segundo, CA
  • 02/2024 → Present
    Lion Street Financial
    Memphis, TN
  • 11/2025 → Present
    Integrity Alliance, Llc.
    Memphis, TN
Previous Registrations
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2012-02-29
S63 Uniform Securities Agent State Law Examination 2002-02-15
  • S65 Uniform Investment Adviser Law Examination
    2012-02-29
  • S63 Uniform Securities Agent State Law Examination
    2002-02-15

View on SEC IAPD

Other Firms

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RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC
PRIVATE ADVISOR GROUP, LLC
LPL FINANCIAL LLC
B. RILEY WEALTH ADVISORS, INC.
INDEPENDENT FINANCIAL GROUP, LLC
TIAA-CREF INDIVIDUAL & INSTITUTIONAL SERVICES, LLC

Other Investors

Lisa Gail Barker
CHADWICK JACKSON MYERS
MARGARET MCCARVER
DEANNA NICOLE MUSSO
ROBERT BRIAN REECE
MARTY CARLIS GREEN
MONICA BETH WIESEL
CHARLES DALE WATSON

Other Offices

RAYMOND JAMES & ASSOCIATES, INC. · MEMPHIS, TN
RAYMOND JAMES & ASSOCIATES, INC. · MEMPHIS, TN
NEWSOUTH CAPITAL MANAGEMENT INC · MEMPHIS, TN
RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC · Memphis, TN
RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC · Memphis, TN
PRIVATE ADVISOR GROUP, LLC · Memphis, TN
LPL FINANCIAL LLC · MEMPHIS, TN
B. RILEY WEALTH ADVISORS, INC. · Memphis, TN

More in Memphis, TN

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