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901 3Rd Avenue South, Minneapolis, MN 55402 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2018-09-05 |
| MI | RA | APPROVED | 2012-07-11 |
Branch Locations
901 3Rd Ave S, Minneapolis, MN 55402-3367 • United States
111 N Depot St, Ionia, MI 48846 • United States
5136 Cascade Rd Se Ste 2B, Grand Rapids, MI 49546 • United States
Saranac, MI • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Ameriprise Financial Services, Inc. | Saranac | MI | 06/2012 | 03/2020 |
| Ameriprise Financial Services, Llc | Grand Rapids | MI | 03/2020 | Present |
Real Estate Ownership; Lot/Land; S DIVINE HWY , , Pewamo, MI, 48873; Not Investment-Related; 10/14/2022. Business Ownership; HSC Group LLC; AFA under Nick Hendon; Legal entity created to manage administrative expenses for Ameriprise practice HS&C Wealth Management, including paying compensation to staff for non-securities related activity; 711 W. Main Street, , Fremont, MI, 49412; Not Investment-Related; 06/21/2019; 1 to 9 hours per month; 1 to 9 during trading hours / Hendon Slate LLC; Co-owner; Legal entity created to hold ownership of Ameriprise practice, HS&C Wealth Management; 711 W Main Street, , Fremont, MI, 49412; Investment-Related; 02/15/2025; 1 to 9 hours per month; 0 during trading hours. Board of Directors; Pewamo Westphalia Community Schools Foundation; Board Member; NO ADDRESS, , NO ADDRESS, MI, 48873; Not Investment-Related; 06/08/2025; 1 to 9 hours per month; 0 during trading hours. Outside Employment; H&S Companies, PC; CEO - Tax Practice Operations, Mergers, and Acquisitions; Professional services firm offering tax planning, business consulting, and tax compliance services.; 711 West Main Street, , Fremont, MI, 49412; Not Investment-Related; 07/01/2021; 40 to 59 hours per month; 10 to 19 during trading hours.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2002-02-13 |
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