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Current Employers
Ameriprise Financial Services, Llc

901 3Rd Avenue South, Minneapolis, MN 55402 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2018-09-05
MI RA APPROVED 2012-07-11
  • TX RA
    APPROVED_RES
    Since 2018-09-05
  • MI RA
    APPROVED
    Since 2012-07-11

Branch Locations

901 3Rd Ave S, Minneapolis, MN 55402-3367 • United States

111 N Depot St, Ionia, MI 48846 • United States

5136 Cascade Rd Se Ste 2B, Grand Rapids, MI 49546 • United States

Saranac, MI • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Ameriprise Financial Services, Inc. Saranac MI 06/2012 03/2020
Ameriprise Financial Services, Llc Grand Rapids MI 03/2020 Present
Previous Registrations
Other Businesses

Real Estate Ownership; Lot/Land; S DIVINE HWY , , Pewamo, MI, 48873; Not Investment-Related; 10/14/2022. Business Ownership; HSC Group LLC; AFA under Nick Hendon; Legal entity created to manage administrative expenses for Ameriprise practice HS&C Wealth Management, including paying compensation to staff for non-securities related activity; 711 W. Main Street, , Fremont, MI, 49412; Not Investment-Related; 06/21/2019; 1 to 9 hours per month; 1 to 9 during trading hours / Hendon Slate LLC; Co-owner; Legal entity created to hold ownership of Ameriprise practice, HS&C Wealth Management; 711 W Main Street, , Fremont, MI, 49412; Investment-Related; 02/15/2025; 1 to 9 hours per month; 0 during trading hours. Board of Directors; Pewamo Westphalia Community Schools Foundation; Board Member; NO ADDRESS, , NO ADDRESS, MI, 48873; Not Investment-Related; 06/08/2025; 1 to 9 hours per month; 0 during trading hours. Outside Employment; H&S Companies, PC; CEO - Tax Practice Operations, Mergers, and Acquisitions; Professional services firm offering tax planning, business consulting, and tax compliance services.; 711 West Main Street, , Fremont, MI, 49412; Not Investment-Related; 07/01/2021; 40 to 59 hours per month; 10 to 19 during trading hours.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2002-02-13
  • S66 Uniform Combined State Law Examination
    2002-02-13
Other Names
  • Chase Michael Carpenter

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