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One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CA | RA | APPROVED | 2018-03-14 |
| TX | RA | APPROVED_RES | 2018-03-12 |
Branch Locations
5060 California Ave 11Th Fl [Lq-Rbo], Bakersfield, CA 93309 • United States
5060 California Ave 11Th Fl, Bakersfield, CA 93309 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Ubs Financial Services Inc. | Bakersfield | CA | 05/2012 | 03/2018 |
| Wells Fargo Clearing Services, Llc | Beverly Hills | CA | 03/2018 | Present |
STOCKDALE HIGH SCHOOL; NOT INV RELATED; BAKERSFIELD, CA; SOCCER COACH; START DATE 10/31/2024; 20 HOURS PER MONTH; 0 DURING TRADING; TEACH/TRAIN SOCCER PLAYERS.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2006-03-17 |
| S63 | Uniform Securities Agent State Law Examination | 2005-12-20 |
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