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Current Employers
Ameriprise Financial Services, Llc

901 3Rd Avenue South, Minneapolis, MN 55402 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2024-04-16
  • TX RA
    APPROVED_RES
    Since 2024-04-16

Branch Locations

110 S Bancroft Street Suite A, Portland, OR 97239-4062 • United States

Portland, OR • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint Yes
  • Termination No
Employment History
OrganizationCityStateFromTo
Ameriprise Financial Services, Inc. Portland OR 09/2005 03/2020
Ameriprise Financial Services, Llc Portland OR 03/2020 Present
Other Businesses

Business Ownership; BLB LLC; Co-owner; Entity which holds our current office/building we purchased in 2016; 5505 River St, , West Linn, OR, 97068; Not Investment-Related; 08/18/2016; 0 hours per month; 0 during trading hours / Brandon S. Jochim, Inc.; Owner; Consulting; 0110 SW Bancroft St, , Portland, OR, 97239; Not Investment-Related; 06/16/2014; 10 to 19 hours per month; 1 to 9 during trading hours.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2002-04-05
  • S66 Uniform Combined State Law Examination
    2002-04-05
Other Names
  • Brandon Scott Jochim

View on SEC IAPD

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