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Erol Enver Ertumen

J.P. Morgan Securities LLC

The Woodlands, TX

Kingwood, TX

Kingwood, TX

Spring, TX

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Current Employers
J.P. Morgan Securities Llc

270 Park Avenue, New York, NY 10017 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2026-02-23
  • TX RA
    APPROVED
    Since 2026-02-23

Branch Locations

9590 Six Pines Dr., The Woodlands, TX 77380 • United States

1075 Kingwood Drive, Kingwood, TX 77339 • United States

19525 Northpark Dr, Kingwood, TX 77339 • United States

5931 Fm 2920, Spring, TX 77388 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
J.P. Morgan Securities Llc Humble TX 02/2026 Present
Jpmorgan Chase Bank, N.A. Humble TX 02/2026 Present
Unemployed Houston TX 11/2025 01/2026
Bank Of America Houston TX 09/2009 10/2025
  • 02/2026 → Present
    J.P. Morgan Securities Llc
    Humble, TX
  • 02/2026 → Present
    Jpmorgan Chase Bank, N.A.
    Humble, TX
  • 11/2025 → 01/2026
    Unemployed
    Houston, TX
  • 09/2009 → 10/2025
    Bank Of America
    Houston, TX
Previous Registrations
  • 2017-07-28 → 2025-10-23
    Merrill Lynch, Pierce, Fenner & Smith Incorporated
    Dulles, VA
    Dulles, VA
    Richmond, VA
    Ashburn, VA
    Ashburn, VA
    Richmond, VA
    Ashburn, VA
    Dulles, VA
    Ashburn, VA
    Houston, TX
    Houston, TX
    Houston, TX
    Houston, TX
    Houston, TX
    Sugar Land, TX
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2017-07-27
S63 Uniform Securities Agent State Law Examination 2002-04-09
  • S66 Uniform Combined State Law Examination
    2017-07-27
  • S63 Uniform Securities Agent State Law Examination
    2002-04-09
Other Names
  • Erol E Ertumen
  • Erol Ertumen

View on SEC IAPD

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DANIEL CORAL GOODWIN
Jeffrey Douglas Hackett
KRISTIN LEE SANDERS
JENNIFER JOYCE CHACHERE
LEISL MAJ DODSON
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JAMES ALBERT MAHDAK
SUSAN MARIE HILL

Other Offices

PROVIDENT WEALTH ADVISORS, LLC · THE WOODLANDS, TX
AMERIPRISE FINANCIAL SERVICES, LLC · THE WOODLANDS, TX
J. W. COLE ADVISORS, INC. · THE WOODLANDS, TX
RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC · The Woodlands, TX
AMERIPRISE FINANCIAL SERVICES, LLC · The Woodlands, TX
ROSSBY FINANCIAL, LLC · The Woodlands, TX
STATE FARM INVESTMENT MANAGEMENT CORP. · The Woodlands, TX
ALLSTATE FINANCIAL ADVISORS, LLC · Spring, TX

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