Keith Brand

Current Employers

Employment History

• 07/1999 → 05/2019
  Charles Schwab & Co., Inc.
  Lone Tree, CO
• 01/2012 → 05/2019
  Schwab Private Client Investment Advisors., Inc.
  Lone Tree, CO
• 11/2019 → 03/2021
  Cabot Lodge Securities Llc
  New York, NY
• 11/2019 → 03/2021
  Cl Wealth Management Llc
  New York, NY
• 06/2019 → 11/2019
  Unemployed
  Lakewood, CO
• 04/2021 → 11/2024
  Ae Wealth Management, Llc
  Topeka, KS
• 04/2021 → Present
  Madison Avenue Securities, Llc
  San Diego, CA
• 08/2002 → Present
  Ltcpro, Llc Dba Federal Benefits Made Simple An E.A. Buck Compan
  Lakewood, CO
• 07/2024 → Present
  Buck Wealth Strategies, Llc
  Honolulu, HI

Previous Registrations

• 2021-04-14 → 2024-11-08
  Ae Wealth Management, Llc
  Lakewood, CO
• 2019-11-27 → 2021-04-13
  Cl Wealth Management Llc
  Schaumburg, IL
  Denver, CO
• 2012-01-03 → 2019-06-10
  Schwab Wealth Advisory, Inc.
  Englewood, CO
  Lone Tree, CO
• 2007-09-05 → 2011-12-31
  Charles Schwab & Co., Inc.
  Englewood, CO
  Englewood, CO
  Englewood, CO
  Englewood, CO
  Lone Tree, CO

Other Businesses

1.) NAME: LTCPro, LLC DBA FEDERAL BENEFITS MADE SIMPLE AN E.A. BUCK COMPANY; INVESTMENT RELATED: YES; ADDRESS: 1 DENVER FEDERAL CENTER BUILDING 45 ROOM 1050 ENTRANCE E9, LAKEWOOD, CO; NATURE: FINANCIAL PLANNING, ANALYZE CLIENTS INVESTMENTS AND MAKE RECOMMENDATIONS, SELL FINANCIAL PRODUCTS SUITABLE AND INLINE WITH THEIR GOALS. START DATE: 08/2002; HOURS/MONTH: 160; TRADNG HOURS/MONTH: 140; POSITION: PRIVATE WEALTH MANAGER; DUTIES: LICENSED NON-PRODUCING SPECIALIST 2.) NAME: MADISON AVENUE SECURITIES,LLC; YES INVESTMENT RELATED; 13500 EVENING CREEK DR. N. STE 555, SAN DIEGO, CA 92128; BROKER DEALER; REGISTERED REPRESENTATIVE; START DATE 04/2021; APPROX 160 HRS/MONTH; APPROX 160 HRS/MONTH DURING TRADING; POSITION: PRIVATE WEALTH MANAGER; DUTIES: LICENSED NON-PRODUCING SPECIALIST 3.) NAME: BUCK WEALTH STRATEGIES, LLC; ADDRESS: 55 MERCHANT STREET, STE 2100, HONOLULU, HI 96813; INVESTMENT RELATED: YES: POSITION: INVESTMENT ADVISOR REPRESENTATIVE; DUTIES: REGISTERED INVESTMENT ADVISOR ENGAGED IN ASSET MANAGEMENT SERVICES; HOURS PER WEEK: 160 HOURS; START DATE: 7/16/2024 4.) NAME: E.A. BUCK INSURANCE INC.; INVESTMENT RELATED: YES; ADDRESS: 55 MERCHANT STREET SUITE 2100, HONOLULU, HI 96813; NATURE OF THE BUSINESS: INSURANCE SALES; POSITION: INSURANCE AGENT; HOURS PER WEEK: 40; START DATE: 1/2020 INSURNACE LICENSE - CO - LIFE, VARIABLE LIFE & VARIABLE ANNUITY

Exams

• S66 Uniform Combined State Law Examination
  2007-08-03
• S63 Uniform Securities Agent State Law Examination
  1999-11-23

Designations

Other Names

• Keith Michael Brand