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Pamela L. Dickson

LPl Financial LLC

San Diego, CA

Rolling Hills Estates, CA

Rancho Palos Verdes, CA

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Current Employers
Lpl Financial Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2024-02-16
CA RA APPROVED 2021-06-24
  • TX RA
    APPROVED_RES
    Since 2024-02-16
  • CA RA
    APPROVED
    Since 2021-06-24

Branch Locations

4707 Executive Dr, San Diego, CA 92121-3091 • United States

550 Silver Spur Rd Ste 350, Rolling Hills Estates, CA 90275 • United States

550 Silver Spur Rd Ste 350, Rancho Palos Verdes, CA 90275 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Wells Fargo Advisors Llc Rolling Hills Estates CA 05/2009 11/2016
Wells Fargo Clearing Services, Llc Rolling Hills Estates CA 11/2016 06/2021
Lpl Financial, Llc Rolling Hills Estates CA 06/2021 Present
Previous Registrations
Other Businesses

12/2012 - DBA for LPL Business (entity for LPL business) - Arise Private Wealth - Investment Related - Rolling Hills Estates, CA

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2002-12-20
  • S66 Uniform Combined State Law Examination
    2002-12-20
Other Names
  • Pamela La Shawn Scott
  • Pamela L Dickson
  • Pamela L Scott-Dickson

View on SEC IAPD

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