Pamela L. Dickson

Employer firm

LPl Financial LLC CRD 6413

$819B regulatory AUM 209,600 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Educational seminars
• CONSULTING AND OTHER NON-DISCRETIONARY ADVISORY SERVICES

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 05/2009 → 11/2016
  Wells Fargo Advisors Llc
  Rolling Hills Estates, CA
• 11/2016 → 06/2021
  Wells Fargo Clearing Services, Llc
  Rolling Hills Estates, CA
• 06/2021 → Present
  Lpl Financial, Llc
  Rolling Hills Estates, CA

Previous Registrations

• 2007-02-22 → 2021-06-28
  Wells Fargo Clearing Services, Llc
  Rolling Hills Estates, CA
• 2003-01-06 → 2007-02-27
  Merrill Lynch, Pierce, Fenner & Smith Incorporated
  Rolling Hills Estates, CA
  Long Beach, CA

Other Businesses

12/2012 - DBA for LPL Business (entity for LPL business) - Arise Private Wealth - Investment Related - Rolling Hills Estates, CA

Exams

• S66 Uniform Combined State Law Examination
  2002-12-20

Other Names

• Pamela La Shawn Scott
• Pamela L Dickson
• Pamela L Scott-Dickson