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1111 Chapala Street 3Rd Floor, Santa Barbara, CA 93101 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CA | RA | APPROVED | 2018-04-05 |
Branch Locations
1111 Chapala Street 3Rd Floor, Santa Barbara, CA 93101 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Omega Financial Group | Santa Barbara | CA | 02/2016 | 04/2018 |
| Mission Wealth Management, Lp | Santa Barbara | CA | 04/2018 | Present |
National Association of Estate Planners & Councils. Investment related. P.O. Box 91730 Santa Barbara CA 93190. oThe general nature, object and purpose of the SBEPC shall be the following: (a) To serve the best interests of the public, and to promote and enhance the welfare, ethical standards, and best interests of Estate Planning Councils. Board Member. 1/1/2019. 1 hr/mo. 8 mo./yr. Zero Senior Concerns, investment-related; provide investment guidance to low-income seniors with financial concerns; volunteer; 2022; 2 hours per month
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2005-11-10 |
| S63 | Uniform Securities Agent State Law Examination | 2001-12-20 |
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