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Current Employers
Benjamin F. Edwards & Company, Inc.

One North Brentwood Boulevard Suite 850, St. Louis, MO 63105 • United States

Current Registrations

AuthorityCategoryStatusDate
NY RA APPROVED 2021-07-24
NJ RA APPROVED 2020-11-19
  • NY RA
    APPROVED
    Since 2021-07-24
  • NJ RA
    APPROVED
    Since 2020-11-19

Branch Locations

925 Westchester Ave. Suite Ll-01, White Plains, NY 10604 • United States

One North Brentwood Boulevard Suite 850, St. Louis, MO 63105 • United States

Disclosures

2 disclosure categories reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint Yes
  • Termination Yes
Employment History
OrganizationCityStateFromTo
J.P. Morgan Securities Llc New York NY 10/2012 06/2020
City Center Music And Drama (Iatse Local 1) New York NY 01/2002 Present
Benjamin F. Edwards & Company White Plains NY 09/2020 Present
  • 10/2012 → 06/2020
    New York, NY
  • 01/2002 → Present
    City Center Music And Drama (Iatse Local 1)
    New York, NY
  • 09/2020 → Present
    Benjamin F. Edwards & Company
    White Plains, NY
Previous Registrations
  • 2012-10-01 → 2020-06-29
    New York, NY
  • 2005-10-11 → 2012-10-01
    Chase Investment Services Corp.
    New York, NY
    New York, NY
    New York, NY
Other Businesses

(1) NEW YORK CITY BALLET ,POSITION: STAGEHAND, START DATE: 1/1/2002, ADDRESS: Lincoln Center Plaza New York, NY, DETAILS: MOVING AND SETTING UP SCENERY FOR PERFORMANCES., INVESTMENT RELATED: NO, HOURS DEDICATED (per month unless otherwise indicated): 20 HOURS W/ 0 DURING TRADING HOURS. (2) POA/AGENT - Family Member, Old Saybrook, CT., Investment Related, Start Date: 11/2022, 4 hours per month, 4 hours during securities trading hours.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2001-12-27
  • S66 Uniform Combined State Law Examination
    2001-12-27
Designations
Other Names
  • Timothy J Cunningham

View on SEC IAPD

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