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Joseph Alan Pesnell

Captrust

Chesterfield, MO

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Current Employers
Captrust

4208 Six Forks Rd Suite 1700, Raleigh, NC 27609 • United States

Current Registrations

AuthorityCategoryStatusDate
MO RA APPROVED 2022-08-19
  • MO RA
    APPROVED
    Since 2022-08-19

Branch Locations

14567 North Outer Forty Road #425, Chesterfield, MO 63017 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Frontier Wealth Management Llc St. Louis MO 11/2014 07/2022
Capfinancial Partners, Llc (Captrust) Raleigh NC 07/2022 Present
  • 11/2014 → 07/2022
    Frontier Wealth Management Llc
    St. Louis, MO
  • 07/2022 → Present
    Capfinancial Partners, Llc (Captrust)
    Raleigh, NC
Previous Registrations
  • 2014-11-28 → 2022-10-21
    Fwm Legacy, Llc
    St. Louis, MO
    Leawood, KS
  • 2001-11-20 → 2014-12-31
    Ahm Asset Management, Llc
    St. Louis, MO
Designations
Other Names
  • Joe Pesnell

View on SEC IAPD

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Thomas Christopher Self
JACOB DANIEL STANSFIELD

Other Offices

CARROLL WEALTH MANAGEMENT INC. · CHESTERFIELD, MO
PRINCIPAL SECURITIES, INC. · CHESTERFIELD, MO
LPL FINANCIAL LLC · CHESTERFIELD, MO
SMITH, MOORE & CO. · CHESTERFIELD, MO
EDWARD JONES · Chesterfield, MO
IMPACT PARTNERSHIP WEALTH, LLC · Chesterfield, MO
MBM WEALTH CONSULTANTS, LLC · CHESTERFIELD, MO
LPL FINANCIAL LLC · CHESTERFIELD, MO

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