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901 3Rd Avenue South, Minneapolis, MN 55402 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| HI | RA | APPROVED | 2015-12-04 |
Branch Locations
1585 Kapiolani Blvd Ste 1304, Honolulu, HI 96814-4523 • United States
Honolulu, HI • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Ameriprise Financial Services, Inc. | Honolulu | HI | 12/2015 | 03/2020 |
| Ameriprise Financial Services, Llc | Honolulu | HI | 03/2020 | Present |
Other Business Activities; Rayna Tanaka, CPA; Tax practice; 461 KEKUPUA ST, , HONOLULU, HI, HI, 96825; Not Investment-Related; 01/06/2016; 1 to 9 hours per month; 0 during trading hours.
| Code | Exam | Date |
|---|---|---|
| S63 | Uniform Securities Agent State Law Examination | 2002-01-30 |
| S65 | Uniform Investment Adviser Law Examination | 1999-06-04 |
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